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Advisor at OSAIC WEALTH, INC.
BIRMINGHAM, AL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| OSAIC WEALTH, INC. | Bd affiliated wealth | Jan 24, 2025 | n/a | yes | BIRMINGHAM, AL | Current employment |
| OSAIC FS, INC. | Former SEC adviser | Feb 1, 2019 | Jan 24, 2025 | no | BIRMINGHAM, AL|BIRMINGHAM, AL|BIRMINGHAM, AL|RADNOR, PA | Previous registration |
| CONCOURSE FINANCIAL GROUP ADVISORS | Former SEC adviser | Jun 21, 1995 | Feb 28, 2019 | no | BIRMINGHAM, AL|BIRMINGHAM, AL|Birmingham, AL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| OSAIC FS, INC. | OSAIC WEALTH, INC. | Jan 24, 2025 | Jan 24, 2025 | 0 | Bulk transfer | Ibd to ibd |
| CONCOURSE FINANCIAL GROUP ADVISORS | OSAIC FS, INC. | Feb 28, 2019 | Feb 1, 2019 | -27 | Firm change | Ibd to ibd |