DFX Intelligence

C•••••• T••••• W••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor25 years in industry

C•••••• T••••• W••••••

Advisor at W•••••• C••••• F•••••••• A••••••• L••

VERONA, WI

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Search this name across graphsid dfx:ria:79c5f4ed-46f5-9ba3-c3b1-f812a2568e17

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:45 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Oct 27, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W•••••• C••••• F•••••••• A••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Nov 10, 2000earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 14derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W•••••• C••••• F•••••••• A••••••• L••	Independent wealth	Jan 10, 2012	n/a	yes	VERONA, WI	Current employment
S••••••••• A•••••• A•••••••• I•••	Former SEC adviser	Jun 12, 2009	Jan 12, 2012	no	LA VISTA, NE\|MADISON, WI

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S••••••••• A•••••• A•••••••• I•••	W•••••• C••••• F•••••••• A••••••• L••	Jan 12, 2012	Jan 10, 2012	-2	Firm change	Other
C••••• A•••••• N••••••• L••	S••••••••• A•••••• A•••••••• I•••	Jun 12, 2009	Jun 12, 2009

Relationships

Registered with (3)

→ W•••••• C••••• F•••••••• A••••••• L••Registered adviserregistration: current employment
Jan 10, 2012 to presentfactForm ADV
→ S••••••••• A•••••• A•••••••• I•••Registered adviserregistration: previous registration
Jun 12, 2009 to Jan 12, 2012factForm ADV
→ C••••• A•••••• N••••••• L••Registered adviserregistration: previous registration
Oct 27, 2004 to Jun 12, 2009factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:79c5f4ed-46f5-9ba3-c3b1-f812a2568e17
First observed: Oct 27, 2004
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.