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Advisor at LPL FINANCIAL LLC
CHANDLER, AZ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Sep 14, 2022 | n/a | yes | CHANDLER, AZ | Current employment |
| UNIFIED WEALTH MANAGEMENT, LLC | Former SEC adviser | Apr 5, 2005 | Jan 6, 2015 | no | SCOTTSDALE, AZ|PHOENIX, AZ | Previous registration |
| GUNNALLEN FINANCIAL, INC | n/a | Sep 16, 2004 | Jul 2, 2008 | no | SCOTTSDALE, AZ|PHOENIX, AZ|PHOENIX, AZ | Previous registration |
| OSAIC WEALTH, INC. | Bd affiliated wealth | May 20, 2004 | Oct 11, 2004 | no | PHOENIX, AZ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| UNIFIED WEALTH MANAGEMENT, LLC | LPL FINANCIAL LLC | Jan 6, 2015 | Sep 14, 2022 | 2,808 | Firm change after gap | Other |
| GUNNALLEN FINANCIAL, INC | UNIFIED WEALTH MANAGEMENT, LLC | Jul 2, 2008 | Apr 5, 2005 | -1,184 | Firm change after gap | Other |
| OSAIC WEALTH, INC. | GUNNALLEN FINANCIAL, INC | Oct 11, 2004 | Sep 16, 2004 | -25 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 133202:6413:AZ:2015-01-06 | Jan 6, 2015 | Sep 14, 2022 | PHOENIX, AZ | Firm change after gap |