DFX Intelligence

G••• M••••• G••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)30 years in industry

G••• M••••• G••••••

Advisor at U••••• P•••••••• F•••••••• S••••••• O• A•••••• A• L•••••• P••••••

ELYRIA, OH | SCOTTSDALE, AZ

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Search this name across graphsid dfx:ria:79cc3213-109f-a8f3-3933-a0884b8c494b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:32 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Oct 4, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ••• Locked
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jan 1, 1996earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
U••••• P•••••••• F•••••••• S••••••• O• A•••••• A• L•••••• P••••••	Independent wealth	Apr 13, 2022	n/a	yes	SCOTTSDALE, AZ\|ELYRIA, OH	Current employment
S••••••••• A•••••• A•••••••• I•••	Former SEC adviser	Sep 18, 2020	Apr 18, 2022	no	ELYRIA, OH

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S••••••••• A•••••• A•••••••• I•••	U••••• P•••••••• F•••••••• S••••••• O• A•••••• A• L•••••• P••••••	Apr 18, 2022	Apr 13, 2022	-5	Firm change	Ibd to RIA
S•• A•••••••• I•••	S••••••••• A•••••• A•••••••• I•••	Sep 18, 2020	Sep 18, 2020

Team moves

••• Locked

Team	Left	Joined	From	Kind
110518:20804:OH:2022-04-18	Apr 18, 2022	Apr 13, 2022	ELYRIA, OH	Firm change

Relationships

Registered with (3)

→ U••••• P•••••••• F•••••••• S••••••• O• A•••••• A• L•••••• P••••••Registered adviserregistration: current employment
Apr 13, 2022 to presentfactForm ADV
→ S••••••••• A•••••• A•••••••• I•••Registered adviserregistration: previous registration
Sep 18, 2020 to Apr 18, 2022factForm ADV
→ S•• A•••••••• I•••Registered adviserregistration: previous registration
Oct 4, 2007 to Sep 18, 2020factForm ADV

Dated events

Occurred
Apr 18, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:79cc3213-109f-a8f3-3933-a0884b8c494b
First observed: Oct 4, 2007
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.