DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at WELLS FARGO ADVISORS
DALLAS, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | Wirehouse | May 27, 2009 | n/a | yes | DALLAS, TX | Current employment |
| MORGAN KEEGAN & COMPANY, LLC | Former SEC adviser | Nov 1, 2004 | Jun 4, 2009 | no | SOUTHLAKE, TX|DALLAS, TX|FORT WORTH, TX|KELLER, TX | Previous registration |
| RBC CAPITAL MARKETS, LLC | National bd RIA | Jun 20, 2002 | Nov 11, 2004 | no | FORT WORTH, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MORGAN KEEGAN & COMPANY, LLC | WELLS FARGO ADVISORS | Jun 4, 2009 | May 27, 2009 | -8 | Firm change | Other |
| RBC CAPITAL MARKETS, LLC | MORGAN KEEGAN & COMPANY, LLC | Nov 11, 2004 | Nov 1, 2004 | -10 | Firm change | Other |