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Advisor at J.P. MORGAN SECURITIES LLC
AUSTIN, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| J.P. MORGAN SECURITIES LLC | Wirehouse | Oct 1, 2012 | n/a | yes | AUSTIN, TX | Current employment |
| CHASE INVESTMENT SERVICES CORP. | Former SEC adviser | Jul 9, 2009 | Oct 1, 2012 | no | AUSTIN, TX|AUSTIN, TX|BUDA, TX|AUSTIN, TX|AUSTIN, TX|AUSTIN, TX|WESTLAKE HILLS, TX|AUSTIN, TX|KYLE, TX|PFLUGERVILLE, TX|HUTTO, TX|TAYLOR, TX|ROUND ROCK, TX|PFLUGERVILLE, TX|AUSTIN, TX | Previous registration |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Feb 29, 2008 | May 13, 2009 | no | AUSTIN, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CHASE INVESTMENT SERVICES CORP. | J.P. MORGAN SECURITIES LLC | Oct 1, 2012 | Oct 1, 2012 | 0 | Bulk transfer | Other |
| UBS FINANCIAL SERVICES INC. | CHASE INVESTMENT SERVICES CORP. | May 13, 2009 | Jul 9, 2009 | 57 | Firm change | Other |