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Advisor at CETERA INVESTMENT ADVISERS LLC
GLENDALE, CA | BURBANK, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CETERA INVESTMENT ADVISERS LLC | Bd affiliated wealth | Sep 5, 2025 | n/a | yes | GLENDALE, CA|BURBANK, CA | Current employment |
| AVANTAX ADVISORY SERVICES | Former SEC adviser | Aug 1, 2023 | Sep 5, 2025 | no | Burbank, CA|DALLAS, TX|GLENDALE, CA | Previous registration |
| INDEPENDENT FINANCIAL GROUP, LLC | Bd affiliated wealth | Sep 28, 2017 | Aug 1, 2023 | no | Burbank, CA|Burbank, CA|SAN DIEGO, CA | Previous registration |
| NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY) | Former SEC adviser | Oct 21, 2011 | Oct 20, 2017 | no | BURBANK, CA | Previous registration |
| COMPREHENSIVE FINANCIAL SERVICES | Former SEC adviser | Dec 4, 2000 | Dec 16, 2016 | no | BURBANK, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| AVANTAX ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | Sep 5, 2025 | Sep 5, 2025 | 0 | Bulk transfer | Ibd to ibd |
| INDEPENDENT FINANCIAL GROUP, LLC | AVANTAX ADVISORY SERVICES | Aug 1, 2023 | Aug 1, 2023 | 0 | Firm change | Ibd to ibd |
| NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY) | INDEPENDENT FINANCIAL GROUP, LLC | Oct 20, 2017 | Sep 28, 2017 | -22 | Firm change | Other |
| COMPREHENSIVE FINANCIAL SERVICES | NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY) | Dec 16, 2016 | Oct 21, 2011 | -1,883 | Firm change after gap | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 7717:104556:CA:2023-08-01 | Aug 1, 2023 | Aug 1, 2023 | SAN DIEGO, CA | Firm change |
| 29604:7717:CA:2017-10-20 | Oct 20, 2017 | Sep 28, 2017 | BURBANK, CA | Firm change |