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Advisor at CAPITAL CLIENT GROUP, INC.
Granger, IN | LOS ANGELES, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CAPITAL CLIENT GROUP, INC. | No RAUM reported | Apr 25, 2013 | n/a | yes | LOS ANGELES, CA|Granger, IN | Current employment |
| J.P. MORGAN SECURITIES LLC | Wirehouse | Oct 1, 2012 | Nov 6, 2012 | no | CARMEL, IN|INDIANAPOLIS, IN | Previous registration |
| CHASE INVESTMENT SERVICES CORP. | Former SEC adviser | May 24, 2011 | Oct 1, 2012 | no | CARMEL, IN|WESTFIELD, IN|WESTFIELD, IN|CARMEL, IN|INDIANAPOLIS, IN | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| J.P. MORGAN SECURITIES LLC | CAPITAL CLIENT GROUP, INC. | Nov 6, 2012 | Apr 25, 2013 | 170 | Firm change | Wirehouse to new firm |
| CHASE INVESTMENT SERVICES CORP. | J.P. MORGAN SECURITIES LLC | Oct 1, 2012 | Oct 1, 2012 | 0 | Bulk transfer | Other |