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RIA / WealthPrivate fundsecuritized asset fund3(c)(7)

GUGGENHEIM MM CLO 2018-1, LTD

advised by GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT, LLC

Cayman Islands

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:79f6da1d-a2cc-1817-df2a-00c0c3c94ff7

Data as of Dec 3, 2024 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 8:51 PM UTC and rebuilt at most every 15 minutes.

Relationships: 1
Dated events: 0
On other graphs: 1
Observed: Mar 31, 2019 to Dec 3, 2024
20 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Creditidentity

GUGGENHEIM MM CLO 2018-1, LTD

Credit fund · shared adv fund id

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Adviser: GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT, LLCCRD 137432
Fund type: Securitized Asset Fund
Latest reported GAV: $389Mgross asset value on Schedule D 7.B(1), as of 2024-12-03; never fund size
Peak reported GAV: $412M
Beneficial owners: 2
Minimum investment: $0
Owned by the adviser: 4400%
Owned by funds of funds: 0%
Owned by non-US persons: 0%
Clients solicited: no
Organised in: Cayman Islands
First reported: Mar 31, 2019
Last reported: Dec 3, 2024fund reporting on the SEC extract ends 2024-12-31
Filings reporting it: 20
Fund id: 805-1374303224

Reported gross asset value by filing

each Schedule D 7.B(1) row as filed; GAV is gross asset value, never fund size

Filed	GAV	Owners	Minimum	Adviser owns	Audited	Name as filed
Dec 3, 2024	$389M	2	$0	4400.0%	no	GUGGENHEIM MM CLO 2018-1, LTD
Oct 29, 2024	$389M	2	$0	4400.0%	no	GUGGENHEIM MM CLO 2018-1, LTD
Apr 5, 2024	$389M	2	$0	4400.0%	no	GUGGENHEIM MM CLO 2018-1, LTD
Mar 29, 2024	$389M	2	$0	4400.0%	no	GUGGENHEIM MM CLO 2018-1, LTD
Mar 8, 2024	$404M	2	$0	4300.0%	no	GUGGENHEIM MM CLO 2018-1, LTD
Mar 8, 2024	$404M	2	$0	4300.0%	no	GUGGENHEIM MM CLO 2018-1, LTD
Jan 19, 2024	$404M	2	$0	4300.0%	no	GUGGENHEIM MM CLO 2018-1, LTD
Jun 20, 2023	$404M	2	$0	4300.0%	no	GUGGENHEIM MM CLO 2018-1, LTD
Mar 31, 2023	$404M	2	$0	4300.0%	no	GUGGENHEIM MM CLO 2018-1, LTD
Jan 20, 2023	$412M	2	$0	4400.0%	no	GUGGENHEIM MM CLO 2018-1, LTD
Nov 3, 2022	$412M	2	$0	4400.0%	no	GUGGENHEIM MM CLO 2018-1, LTD
Mar 31, 2022	$412M	2	$0	4400.0%	no	GUGGENHEIM MM CLO 2018-1, LTD
Oct 8, 2021	$396M	2	$0	4000.0%	no	GUGGENHEIM MM CLO 2018-1, LTD
Apr 30, 2021	$396M	2	$0	4000.0%	no	GUGGENHEIM MM CLO 2018-1, LTD
Mar 31, 2021	$396M	2	$0	4000.0%	no	GUGGENHEIM MM CLO 2018-1, LTD
Aug 24, 2020	$401M	2	$0	3900.0%	no	GUGGENHEIM MM CLO 2018-1, LTD
Jun 30, 2020	$401M	2	$0	3900.0%	no	GUGGENHEIM MM CLO 2018-1, LTD
Mar 30, 2020	$401M	2	$0	3900.0%	no	GUGGENHEIM MM CLO 2018-1, LTD
Feb 2, 2020	$396M	2	$0	3800.0%	no	GUGGENHEIM MM CLO 2018-1, LTD
Mar 31, 2019	$396M	2	$0	3800.0%	no	GUGGENHEIM MM CLO 2018-1, LTD

Custodians

Schedule D 7.B(1) question 25, as filed

Custodian	Legal name	City	State	Country	Related person	SEC number
U.S. BANK	U.S. BANK NATIONAL ASSOCIATION	Houston	Texas	United States	no	n/a

Relationships

Advises (1)

← GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT, LLCRegistered adviserSecuritized Asset Fund, IA
Mar 31, 2019 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:79f6da1d-a2cc-1817-df2a-00c0c3c94ff7
First observed: Mar 31, 2019
Last observed: Dec 3, 2024 21 months ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

GUGGENHEIM MM CLO 2018-1, LTD

advised by GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT, LLC

Cayman Islands

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:79f6da1d-a2cc-1817-df2a-00c0c3c94ff7

Data as of Dec 3, 2024 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 8:51 PM UTC and rebuilt at most every 15 minutes.

Filed

GAV

Owners

Minimum

Adviser owns

Audited

Name as filed

Dec 3, 2024

$389M

4400.0%

GUGGENHEIM MM CLO 2018-1, LTD

Oct 29, 2024

$389M

4400.0%

GUGGENHEIM MM CLO 2018-1, LTD

Apr 5, 2024

$389M

4400.0%

GUGGENHEIM MM CLO 2018-1, LTD

Mar 29, 2024

$389M

4400.0%

GUGGENHEIM MM CLO 2018-1, LTD

Mar 8, 2024

$404M

4300.0%

GUGGENHEIM MM CLO 2018-1, LTD

Mar 8, 2024

$404M

4300.0%

GUGGENHEIM MM CLO 2018-1, LTD

Jan 19, 2024

$404M

4300.0%

GUGGENHEIM MM CLO 2018-1, LTD

Jun 20, 2023

$404M

4300.0%

GUGGENHEIM MM CLO 2018-1, LTD

Mar 31, 2023

$404M

4300.0%

GUGGENHEIM MM CLO 2018-1, LTD

Jan 20, 2023

$412M

4400.0%

GUGGENHEIM MM CLO 2018-1, LTD

Nov 3, 2022

$412M

4400.0%

GUGGENHEIM MM CLO 2018-1, LTD

Mar 31, 2022

$412M

4400.0%

GUGGENHEIM MM CLO 2018-1, LTD

Oct 8, 2021

$396M

4000.0%

GUGGENHEIM MM CLO 2018-1, LTD

Apr 30, 2021

$396M

4000.0%

GUGGENHEIM MM CLO 2018-1, LTD

Mar 31, 2021

$396M

4000.0%

GUGGENHEIM MM CLO 2018-1, LTD

Aug 24, 2020

$401M

3900.0%

GUGGENHEIM MM CLO 2018-1, LTD

Jun 30, 2020

$401M

3900.0%

GUGGENHEIM MM CLO 2018-1, LTD

Mar 30, 2020

$401M

3900.0%

GUGGENHEIM MM CLO 2018-1, LTD

Feb 2, 2020

$396M

3800.0%

GUGGENHEIM MM CLO 2018-1, LTD

Mar 31, 2019

$396M

3800.0%

GUGGENHEIM MM CLO 2018-1, LTD

Custodian

Legal name

City

State

Country

Related person

SEC number

U.S. BANK

U.S. BANK NATIONAL ASSOCIATION

Houston

Texas

United States

n/a