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RIA / WealthAdvisordual registered (broker-dealer)9 years in industry

John Loeffler

Advisor at KINGSWOOD WEALTH ADVISORS, LLC

Freeport, IL | SAN DIEGO, CA

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Search this name across graphsid dfx:ria:79f7680c-de6a-2f05-cd42-9c04695aae55

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:01 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Apr 7, 2017 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: KINGSWOOD WEALTH ADVISORS, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 1, 2016earliest registration or exam on IAPD
Years in industry: 9derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 3
Exams: S66
First exam: Feb 13, 2017
First registration: Apr 7, 2017
Dual registered: yes, broker-dealer
Other names: John Joseph Loeffler
IAPD individual key: 6732992

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
KINGSWOOD WEALTH ADVISORS, LLC	Bd affiliated wealth	Jan 4, 2022	n/a	yes	Freeport, IL\|SAN DIEGO, CA	Current employment
BENCHMARK ADVISORY SERVICES, LLC	No RAUM reported	Dec 10, 2019	Jan 3, 2022	no	Freeport, IL\|SAN DIEGO, CA	Previous registration
SB ADVISORY, LLC	Independent wealth	Mar 12, 2019	Sep 11, 2019	no	Freeport, IL	Previous registration
EDWARD JONES	National bd RIA	Apr 7, 2017	Feb 25, 2019	no	FREEPORT, IL\|Princeton, IL\|ST LOUIS, MO	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
BENCHMARK ADVISORY SERVICES, LLC	KINGSWOOD WEALTH ADVISORS, LLC	Jan 3, 2022	Jan 4, 2022	1	Firm change	RIA to RIA
SB ADVISORY, LLC	BENCHMARK ADVISORY SERVICES, LLC	Sep 11, 2019	Dec 10, 2019	90	Firm change	Ibd to new firm
EDWARD JONES	SB ADVISORY, LLC	Feb 25, 2019	Mar 12, 2019	15	Firm change	Ibd to ibd

Relationships

Registered with (4)

→ KINGSWOOD WEALTH ADVISORS, LLCRegistered adviserregistration: current employment
Jan 4, 2022 to presentfactForm ADV
→ BENCHMARK ADVISORY SERVICES, LLCRegistered adviserregistration: previous registration
Dec 10, 2019 to Jan 3, 2022factForm ADV
→ SB ADVISORY, LLCRegistered adviserregistration: previous registration
Mar 12, 2019 to Sep 11, 2019factForm ADV
→ EDWARD JONESRegistered adviserregistration: previous registration
Apr 7, 2017 to Feb 25, 2019factForm ADV

Dated events

Occurred
Jan 3, 2022
Advisor changed firm
John Loeffler left Benchmark Advisory Services, Llc for Kingswood Wealth Advisors, Llc (registered 2022-01-04)
Form ADVobserved 5 days ago