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Advisor at LPL FINANCIAL LLC
BANGOR, ME
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Mar 28, 2024 | n/a | yes | BANGOR, ME | Current employment |
| ALTERITY FINANCIAL GROUP, LLC | Former SEC adviser | Jun 17, 2010 | Jul 2, 2024 | no | BANGOR, ME | Previous registration |
| RBC CAPITAL MARKETS, LLC | National bd RIA | Jul 30, 2008 | Jun 10, 2010 | no | BANGOR, ME | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| ALTERITY FINANCIAL GROUP, LLC | LPL FINANCIAL LLC | Jul 2, 2024 | Mar 28, 2024 | -96 | Firm change after gap | RIA to ibd |
| RBC CAPITAL MARKETS, LLC | ALTERITY FINANCIAL GROUP, LLC | Jun 10, 2010 | Jun 17, 2010 | 7 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 153534:6413:ME:2024-07-02 | Jul 2, 2024 | Mar 28, 2024 | BANGOR, ME | Firm change after gap |