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Advisor at SOWELL MANAGEMENT
NORTH LITTLE ROCK, AR | Little Rock, AR
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| SOWELL MANAGEMENT | Independent wealth | Jan 30, 2025 | n/a | yes | Little Rock, AR|NORTH LITTLE ROCK, AR | Current employment |
| MML INVESTORS SERVICES, LLC | Bd affiliated wealth | Mar 2, 2018 | Jan 30, 2025 | no | Little Rock, AR | Previous registration |
| GENWEALTH FINANCIAL ADVISORS, LLC | n/a | Mar 14, 2016 | Mar 1, 2018 | no | BRYANT, AR | Previous registration |
| LPL FINANCIAL LLC | Bd affiliated wealth | Sep 11, 2015 | Feb 28, 2018 | no | ALEXANDER, AR | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MML INVESTORS SERVICES, LLC | SOWELL MANAGEMENT | Jan 30, 2025 | Jan 30, 2025 | 0 | Firm change | Ibd to RIA |
| GENWEALTH FINANCIAL ADVISORS, LLC | MML INVESTORS SERVICES, LLC | Mar 1, 2018 | Mar 2, 2018 | 1 | Firm change | Other |
| LPL FINANCIAL LLC | GENWEALTH FINANCIAL ADVISORS, LLC | Feb 28, 2018 | Mar 14, 2016 | -716 | Firm change after gap | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 10409:127145:AR:2025-01-30 | Jan 30, 2025 | Jan 30, 2025 | LITTLE ROCK, AR | Firm change |