This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

CHARLES SCHWAB & CO., INC.

Current firm class

national broker-dealer RIAderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Oct 21, 1994earliest registration or exam on IAPD

Years in industry

31derivedfrom the industry start date

Years at current firm

5derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

1

Designations

Chartered Financial Analyst

Exams

S65|S63

First exam

Oct 21, 1994

First registration

Jun 19, 2006

Dual registered

yes, broker-dealer

Other names

JAMES WESELY BABSON|JAMES WESLEY BABSON|JAMES W BABSON|JIM BABSON

IAPD individual key

1524676

Graph

RIA / Wealth Management

Canonical id

dfx:ria:7a01d04e-bb65-4b64-cfe5-73b264315437

First observed

Jun 19, 2006

Last observed

Sep 14, 2026 5 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.