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Advisor at MORGAN STANLEY
Dallas, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | Wirehouse | Feb 19, 2010 | n/a | yes | Dallas, TX | Current employment |
| E*TRADE CAPITAL MANAGEMENT, LLC | Former SEC adviser | Dec 20, 2006 | Mar 5, 2010 | no | JERSEY CITY, NJ | Previous registration |
| PROSPERA FINANCIAL SERVICES, INC. | Bd affiliated wealth | Aug 3, 2006 | Oct 25, 2006 | no | DALLAS, TX|DALLAS, TX|DALLAS, TX|DALLAS, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| E*TRADE CAPITAL MANAGEMENT, LLC | MORGAN STANLEY | Mar 5, 2010 | Feb 19, 2010 | -14 | Firm change | Other |
| PROSPERA FINANCIAL SERVICES, INC. | E*TRADE CAPITAL MANAGEMENT, LLC | Oct 25, 2006 | Dec 20, 2006 | 56 | Firm change | Other |