DFX Intelligence

A••••• J••••• K••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)35 years in industry

A••••• J••••• K••••••••

Advisor at G•••• C•••••• F•••••••• P•••••••

NEW YORK, NY

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Search this name across graphsid dfx:ria:7a175348-01e8-f759-9ecf-bbdd0f0be0a9

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:01 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Sep 6, 2013 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: G•••• C•••••• F•••••••• P•••••••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Oct 11, 1990earliest registration or exam on IAPD
Years in industry: 35derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
G•••• C•••••• F•••••••• P•••••••	State registered	Feb 15, 2023	n/a	yes	NEW YORK, NY	Current employment
W•• S••••••••• L••	State registered	Sep 6, 2013	Dec 31, 2017	no	LONG ISLAND, NY\|Cranford, NJ\|CRANFORD, NJ\|CRANFORD, NJ\|Queens, NY

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•• S••••••••• L••	G•••• C•••••• F•••••••• P•••••••	Dec 31, 2017	Feb 15, 2023	1,872	Firm change after gap	Other

Relationships

Registered with (2)

→ G•••• C•••••• F•••••••• P•••••••Registered adviserregistration: current employment
Feb 15, 2023 to presentfactForm ADV
→ W•• S••••••••• L••Registered adviserregistration: previous registration
Sep 6, 2013 to Dec 31, 2017factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7a175348-01e8-f759-9ecf-bbdd0f0be0a9
First observed: Sep 6, 2013
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.