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Delaware, United States
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Filed | GAV | Owners | Minimum | Adviser owns | Audited | Name as filed |
|---|---|---|---|---|---|---|
| Apr 3, 2018 | $9.4M | 14 | $1.0M | 200.0% | yes | CAISSON BREAKWATER FUND, LP |
| Mar 20, 2018 | $9.4M | 14 | $1.0M | 200.0% | yes | CAISSON BREAKWATER FUND, LP |
| Mar 20, 2017 | $11.8M | 16 | $1.0M | 100.0% | yes | CAISSON BREAKWATER FUND, LP |
| Mar 10, 2016 | $11.0M | 16 | $1.0M | 100.0% | yes | CAISSON BREAKWATER FUND, LP |
| Mar 4, 2016 | $11.0M | 16 | $1.0M | 100.0% | yes | CAISSON BREAKWATER FUND, LP |
| Mar 11, 2015 | $15.0M | 18 | $1.0M | 100.0% | yes | CAISSON BREAKWATER FUND, LP |
| Mar 7, 2014 | $32.9M | 22 | $1.0M | 100.0% | yes | CAISSON BREAKWATER FUND, LP |
| Jan 6, 2014 | $30.0M | 28 | $1.0M | 100.0% | yes | CAISSON BREAKWATER FUND, LP |
| Aug 27, 2013 | $30.0M | 28 | $1.0M | 100.0% | yes | CAISSON BREAKWATER FUND, LP |
| Mar 11, 2013 | $30.0M | 28 | $1.0M | 100.0% | yes | CAISSON BREAKWATER FUND, LP |
| Jul 31, 2012 | $31.1M | 32 | $1.0M | 100.0% | yes | CAISSON BREAKWATER FUND, LP |
| Mar 22, 2012 | $31.1M | 32 | $1.0M | 100.0% | yes | CAISSON BREAKWATER FUND, LP |
| Custodian | Legal name | City | State | Country | Related person | SEC number |
|---|---|---|---|---|---|---|
| WELLS FARGO SECURITIES, LLC | WELLS FARGO SECURITIES, LLC | Charlotte | North Carolina | United States | no | 8-65876 |