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RIA / WealthAdvisordual registered (broker-dealer)29 years in industry

STEPHEN JOHN DONNELLY

Advisor at OSAIC WEALTH, INC.

MANAHAWKIN, NJ

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Search this name across graphsid dfx:ria:7a1f0cab-4250-4051-d097-b8befd7d4a0a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 1:45 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Apr 5, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: OSAIC WEALTH, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 23, 1996earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Nov 23, 1996
First registration: Apr 5, 2002
Dual registered: yes, broker-dealer
Other names: STEVE DONNELLY|STEPHEN JOHN DONELLY
IAPD individual key: 1294906

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
OSAIC WEALTH, INC.	Bd affiliated wealth	Jan 19, 2024	n/a	yes	MANAHAWKIN, NJ	Current employment
WOODBURY FINANCIAL SERVICES, INC.	Former SEC adviser	Mar 1, 2019	Jan 19, 2024	no	MANAHAWKIN, NJ	Previous registration
QUESTAR ASSET MANAGEMENT, INC.	Former SEC adviser	Sep 12, 2016	Mar 1, 2019	no	MANAHAWKIN, NJ\|MINNEAPOLIS, MN	Previous registration
INVESTORS CAPITAL ADVISORY	Former SEC adviser	Feb 27, 2009	Sep 13, 2016	no	Lynnfield, MA\|GREENVILLE, SC\|MANAHAWKIN, NJ\|LYNNFIELD, MA\|LYNNFIELD, MA\|LYNNFIELD, MA\|LYNNFIELD, MA	Previous registration
COMMONWEALTH FINANCIAL NETWORK	National bd RIA	Sep 13, 2002	Mar 16, 2009	no	MANAHAWKIN, NJ\|HACKENSACK, NJ	Previous registration
UBS FINANCIAL SERVICES INC.	Wirehouse	Apr 5, 2002	Oct 1, 2002	no	PARAMUS , NJ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WOODBURY FINANCIAL SERVICES, INC.	OSAIC WEALTH, INC.	Jan 19, 2024	Jan 19, 2024	0	Bulk transfer	Ibd to ibd
QUESTAR ASSET MANAGEMENT, INC.	WOODBURY FINANCIAL SERVICES, INC.	Mar 1, 2019	Mar 1, 2019	0	Bulk transfer	Ibd to ibd
INVESTORS CAPITAL ADVISORY	QUESTAR ASSET MANAGEMENT, INC.	Sep 13, 2016	Sep 12, 2016	-1	Firm change	Other
COMMONWEALTH FINANCIAL NETWORK	INVESTORS CAPITAL ADVISORY	Mar 16, 2009	Feb 27, 2009	-17	Firm change	Other
UBS FINANCIAL SERVICES INC.	COMMONWEALTH FINANCIAL NETWORK	Oct 1, 2002	Sep 13, 2002	-18	Firm change	Wirehouse to ibd

Relationships

Registered with (6)

→ OSAIC WEALTH, INC.Registered adviserregistration: current employment
Jan 19, 2024 to presentfactForm ADV
→ WOODBURY FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Mar 1, 2019 to Jan 19, 2024factForm ADV
→ QUESTAR ASSET MANAGEMENT, INC.Registered adviserregistration: previous registration
Sep 12, 2016 to Mar 1, 2019factForm ADV
→ INVESTORS CAPITAL ADVISORYRegistered adviserregistration: previous registration
Feb 27, 2009 to Sep 13, 2016factForm ADV
→ COMMONWEALTH FINANCIAL NETWORKRegistered adviserregistration: previous registration
Sep 13, 2002 to Mar 16, 2009factForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Apr 5, 2002 to Oct 1, 2002factForm ADV

Dated events

No dated event names this entity yet.