DFX Intelligence

J••• T••••• M••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Consultantdual registered (broker-dealer)37 years in industry

J••• T••••• M••••••

Advisor at L•• F•••••••• L••

OMAHA, NE

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Search this name across graphsid dfx:ria:7a27ce1f-fb00-2cbc-5303-cbbe383015b8

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:37 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: Jun 7, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Aug 2, 1989earliest registration or exam on IAPD
Years in industry: 37derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Dec 3, 2024	n/a	yes	OMAHA, NE	Current employment
C•••••• G•••• • C• I••	Former SEC adviser	Feb 1, 2023	Dec 3, 2024	no	Syracuse, NY\|Elkhorn, NE	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••• G•••• • C• I••	L•• F•••••••• L••	Dec 3, 2024	Dec 3, 2024	0	Firm change	Ibd to ibd
C••••••••• A••••••• G••••	C•••••• G•••• • C• I••	Feb 2, 2023	Feb 1, 2023

Team moves

••• Locked

Team	Left	Joined	From	Kind
175297:308408:NE:2021-01-19	Jan 19, 2021	Oct 7, 2020	OMAHA, NE	Firm change after gap

Relationships

Registered with (5)

→ L•• F•••••••• L••Registered adviserregistration: current employment
Dec 3, 2024 to presentfactForm ADV
→ C•••••• G•••• • C• I••Registered adviserregistration: previous registration
Feb 1, 2023 to Dec 3, 2024factForm ADV
→ C••••••••• A••••••• G••••Registered adviserregistration: previous registration
Oct 7, 2020 to Feb 2, 2023factForm ADV
→ C•••••••• F••••••••Registered adviser

Dated events

Occurred
Dec 3, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Feb 2, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7a27ce1f-fb00-2cbc-5303-cbbe383015b8
First observed: Jun 7, 2007
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.