DFX Intelligence

S•••• D•••••• S••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)18 years in industry

S•••• D•••••• S••••••

Advisor at I•••••••• A•••••••• L••

URBANDALE, IA | Columbus, OH

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Search this name across graphsid dfx:ria:7a2e9a35-7145-8b5f-6127-90a7c86790a9

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:47 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Feb 21, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: I•••••••• A•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Feb 21, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 11derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
I•••••••• A•••••••• L••	Bd affiliated wealth	Jan 2, 2015	n/a	yes	Columbus, OH\|URBANDALE, IA	Current employment
S••••• A••• I••••••••• A•••••• S•••••••• I•••	Former SEC adviser	Feb 21, 2008	Dec 31, 2014	no	COLUMBUS, OH\|COLUMBUS, OH\|YOUNGSTOWN, OH

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S••••• A••• I••••••••• A•••••• S•••••••• I•••	I•••••••• A•••••••• L••	Dec 31, 2014	Jan 2, 2015	2	Firm change	Other

Relationships

Registered with (2)

→ I•••••••• A•••••••• L••Registered adviserregistration: current employment
Jan 2, 2015 to presentfactForm ADV
→ S••••• A••• I••••••••• A•••••• S•••••••• I•••Registered adviserregistration: previous registration
Feb 21, 2008 to Dec 31, 2014factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7a2e9a35-7145-8b5f-6127-90a7c86790a9
First observed: Feb 21, 2008
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.