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C•••••••• M•••• S•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)13 years in industry

C•••••••• M•••• S•••••••

Advisor at A•••••• W••••• M••••••••• L••

Delafield, WI | MOUNT PLEASANT, SC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:7a3b4f6e-1ac9-77b2-f280-fb2c1de99e26

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:00 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Jul 17, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A•••••• W••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Feb 1, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A•••••• W••••• M••••••••• L••	I•••••••••_WEALTH	Apr 20, 2026	n/a	yes	Delafield, WI\|MOUNT PLEASANT, SC	Current employment
I••••••••• F•••••••• G••••• L••	Bd affiliated wealth	Nov 17, 2023	Apr 20, 2026	no	DELAFIELD, WI

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
I••••••••• F•••••••• G••••• L••	A•••••• W••••• M••••••••• L••	Apr 20, 2026	Apr 20, 2026	0	Firm change	Ibd to RIA
S•••••••• F••••••••• I•••	I••••••••• F•••••••• G••••• L••	Jan 13, 2020	Jan 8, 2020

Team moves

••• Locked

Team	Left	Joined	From	Kind
7717:291902:WI:2026-04-20	Apr 20, 2026	Apr 20, 2026	DELAFIELD, WI	Firm change
133763:7717:WI:2020-01-13	Jan 13, 2020	Jan 8, 2020	DELAFIELD, WI	Firm change

Relationships

Registered with (4)

→ A•••••• W••••• M••••••••• L••Registered adviserregistration: current employment
Apr 20, 2026 to presentfactForm ADV
→ I••••••••• F•••••••• G••••• L••Registered adviserregistration: previous registration
Nov 17, 2023 to Apr 20, 2026factForm ADV
→ S•••••••• F••••••••• I•••Registered adviserregistration: previous registration
Sep 3, 2014 to Jan 13, 2020factForm ADV
→ S•• I••••••••• I•••

Dated events

Occurred
Apr 20, 2026
Advisor changed firm
C•••••••• M•••• S••••••• left I••••••••• F•••••••• G••••• L•• for A•••••• W••••• M••••••••• L•• (registered 2026-04-20)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7a3b4f6e-1ac9-77b2-f280-fb2c1de99e26
First observed: Jul 17, 2014
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.