E••• N• P••••

Advisor at C••••• P••••••• L••

INDIANAPOLIS, IN | NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:7a489aa8-83d6-be84-6f34-8064893ac11e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:30 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jul 27, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••• P••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jun 1, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••• P••••••• L••	Independent wealth	Oct 1, 2024	n/a	yes	INDIANAPOLIS, IN\|NEW YORK, NY	Current employment
L•• F•••••••• L••	Bd affiliated wealth	Feb 13, 2014	Oct 29, 2015	no	INDIANAPOLIS, IN	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S•• W••••• M•••••••••	L•• F•••••••• L••	Nov 25, 2024	Feb 13, 2014	-3,938	Firm change after gap	Other
L•• F•••••••• L••	C••••• P••••••• L••	Oct 29, 2015	Oct 1, 2024

Team moves

••• Locked

Team	Left	Joined	From	Kind
122433:6413:IN:2024-11-25	Nov 25, 2024	Feb 13, 2014	INDIANAPOLIS, IN	Firm change after gap
6413:151559:IN:2015-10-27	Oct 29, 2015	Oct 1, 2024	INDIANAPOLIS, IN	Firm change after gap

Relationships

Registered with (3)

→ C••••• P••••••• L••Registered adviserregistration: current employment
Oct 1, 2024 to presentfactForm ADV
→ S•• W••••• M•••••••••Registered adviserregistration: previous registration
Sep 29, 2006 to Nov 25, 2024factForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Feb 13, 2014 to Oct 29, 2015factForm ADV

Dated events

Occurred
Nov 25, 2024
Advisor changed firm
E••• N• P•••• left S•• W••••• M••••••••• for L•• F•••••••• L•• (registered 2014-02-13)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7a489aa8-83d6-be84-6f34-8064893ac11e
First observed: Jul 27, 2006
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.