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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

OSBON CAPITAL MANAGEMENT, LLC

CRD 134731

BOSTON, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:7a48a314-0c74-b8fe-9239-b05e102f8eaa

Data as of Mar 11, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 3:54 PM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 1
On other graphs: 0
Observed: Feb 27, 2012 to Mar 11, 2026
21 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.98 fund_share=0.02 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $205MItem 5.F on the latest filing (2026-03-11); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $187M
Private client RAUM: $201MderivedItem 5.D individuals plus high net worth individuals
Private client share: 98%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 2
RAUM per advisor: $103Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 3
Advisory employees: 2
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 240
Individual clients: 0
High net worth clients: 55
Private funds: 2Schedule D 7.B(1)
SEC number: 801-113245
CRD: 134731
Filings on the tape: 21
First filed: Feb 27, 2012
Latest filed: Mar 11, 2026
Organised: Limited Liability Company, MA
Website: osboncapital.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
JOHN FREDRICK OSBON	n/a	BOSTON, MA	21	46	n/a	no
JON MAXWELL OSBON	n/a	BOSTON, MA	13	13	n/a	no

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
1TAB VENTURES, LLC	Hedge Fund	$1.9M	Mar 18, 2024	12	Mar 17, 2022	reported	n/a
315 TALUS, LLC	Other Private Fund	$1.2M	Mar 18, 2024	18	Mar 24, 2023	reported	n/a
315 INVESTMENTS I, LLC	Other Private Fund	$735,000	May 1, 2023	7	Mar 24, 2023	reported	n/a
315 ORKILA, LLC	Other Private Fund	$645,000	May 1, 2023	25	Mar 24, 2023	reported	n/a

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
OSBON, JOHN, FREDRICK	CHIEF COMPLIANCE OFFICER	Na	yes	02/2005	Feb 27, 2012	Mar 18, 2024
OSBON, JON, MAXWELL	MANAGING MEMBER	E	yes	12/2016	Apr 17, 2018	Mar 18, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
JON MAXWELL OSBON	n/a	n/a	n/a	Y	no	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 11, 2026	$205M	$187M	3	2	0	2	n/a
2024	Mar 18, 2025	$182M	$167M	3	2	0	2	n/a
2023	Mar 18, 2024	$174M	$160M	3	2	0	2	$3.2M
2022	Mar 24, 2023	$143M	$132M	3	2	0	4	$3.1M
2021	Mar 17, 2022	$151M	$139M	4	2	0	1	$0
2020	Mar 24, 2021	$153M	$140M	3	2	0	n/a	n/a
2019	Feb 13, 2020	$140M	$128M	3	2	0	n/a	n/a
2018	Feb 22, 2019	$130M	$120M	2	2	0	n/a	n/a
2011	Feb 27, 2012	$50.3M	$45.0M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$205M	$182M	13.1%	$143M	12.8%	3	3	0	0

Relationships

Advises (4)

→ 1TAB VENTURES, LLCPrivate fundHedge Fund, IA
Mar 17, 2022 to presentfactForm ADV
→ 315 TALUS, LLCPrivate fundOther Private Fund, IA
Mar 24, 2023 to presentfactForm ADV
→ 315 ORKILA, LLCPrivate fundOther Private Fund, IA
Mar 24, 2023 to presentfactForm ADV
→ 315 INVESTMENTS I, LLCPrivate fundOther Private Fund, IA
Mar 24, 2023 to presentfactForm ADV

Registered with (2)

← JON MAXWELL OSBONAdvisorregistration: current employment
Sep 3, 2013 to presentfactForm ADV
← JOHN FREDRICK OSBONAdvisorregistration: current employment
May 3, 2005 to presentfactForm ADV

Controls (2)

← OSBON, JON, MAXWELLOwnerMANAGING MEMBER, ownership code E, individual
Apr 17, 2018 to Mar 18, 2024factForm ADV
← OSBON, JOHN, FREDRICKOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Feb 27, 2012 to Mar 18, 2024factForm ADV

Dated events

Occurred
Apr 17, 2018
First Form ADV filing
Osbon Capital Management, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7a48a314-0c74-b8fe-9239-b05e102f8eaa
First observed: Feb 27, 2012
Last observed: Mar 11, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

OSBON CAPITAL MANAGEMENT, LLC

CRD 134731

BOSTON, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:7a48a314-0c74-b8fe-9239-b05e102f8eaa

Data as of Mar 11, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 3:54 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

JOHN FREDRICK OSBON

n/a

BOSTON, MA

n/a

JON MAXWELL OSBON

n/a

BOSTON, MA

n/a

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

1TAB VENTURES, LLC

Hedge Fund

$1.9M

Mar 18, 2024

Mar 17, 2022

reported

n/a

315 TALUS, LLC

Other Private Fund

$1.2M

Mar 18, 2024

Mar 24, 2023

reported

n/a

315 INVESTMENTS I, LLC

Other Private Fund

$735,000

May 1, 2023

Mar 24, 2023

reported

n/a

315 ORKILA, LLC

Other Private Fund

$645,000

May 1, 2023

Mar 24, 2023

reported

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

OSBON, JOHN, FREDRICK

CHIEF COMPLIANCE OFFICER

yes

02/2005

Feb 27, 2012

Mar 18, 2024

OSBON, JON, MAXWELL

MANAGING MEMBER

yes

12/2016

Apr 17, 2018

Mar 18, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

JON MAXWELL OSBON

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 11, 2026

$205M

$187M

n/a

2024

Mar 18, 2025

$182M

$167M

n/a

2023

Mar 18, 2024

$174M

$160M

$3.2M

2022

Mar 24, 2023

$143M

$132M

$3.1M

2021

Mar 17, 2022

$151M

$139M

2020

Mar 24, 2021

$153M

$140M

n/a

2019

Feb 13, 2020

$140M

$128M

n/a

2018

Feb 22, 2019

$130M

$120M

n/a

2011

Feb 27, 2012

$50.3M

$45.0M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$205M

$182M

13.1%

$143M

12.8%