J•••• G•••

Advisor at A•••• I••••••••• A•••••••• L••

DEERFIELD, IL | Emerson, IA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:7a4fce98-0b11-e3a3-9867-e1906c64b156

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 10:51 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: Mar 15, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A•••• I••••••••• A•••••••• L••
Current firm class: mixed wealth managerderived
Book size: not public••• Locked
Industry start: May 11, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A•••• I••••••••• A•••••••• L••	Mixed wealth	Jun 10, 2025	n/a	yes	Emerson, IA\|DEERFIELD, IL	Current employment
J••• M••••• S••••••••• L••	Wirehouse	Nov 4, 2022	Jun 3, 2025	no	Leawood, KS\|Council Bluff, IA\|Omaha, NE\|Omaha, NE\|Lincoln, NE\|Papillion, NE\|Council Bluffs, IA\|Papillion, NE

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
J••• M••••• S••••••••• L••	A•••• I••••••••• A•••••••• L••	Jun 3, 2025	Jun 10, 2025	7	Firm change	Wirehouse to RIA
E••••• J••••	J••• M••••• S••••••••• L••	Oct 25, 2022	Nov 4, 2022

Relationships

Registered with (5)

→ A•••• I••••••••• A•••••••• L••Registered adviserregistration: current employment
Jun 10, 2025 to presentfactForm ADV
→ J••• M••••• S••••••••• L••Registered adviserregistration: previous registration
Nov 4, 2022 to Jun 3, 2025factForm ADV
→ E••••• J••••Registered adviserregistration: previous registration
Feb 5, 2018 to Oct 25, 2022factForm ADV
→ U••• B•••••• I••••••••• I•••

Dated events

Occurred
Jun 3, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Oct 25, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7a4fce98-0b11-e3a3-9867-e1906c64b156
First observed: Mar 15, 2006
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.