DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at LPL FINANCIAL LLC
DOVER, NH | BRADENTON, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Jul 12, 2004 | n/a | yes | DOVER, NH|BRADENTON, FL | Current employment |
| MAIN STREET MANAGEMENT COMPANY | n/a | May 6, 2003 | Jun 17, 2004 | no | DOVER, NH | Previous registration |
| COMMONWEALTH FINANCIAL NETWORK | National bd RIA | Jan 31, 2002 | May 8, 2003 | no | DOVER, NH | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MAIN STREET MANAGEMENT COMPANY | LPL FINANCIAL LLC | Jun 17, 2004 | Jul 12, 2004 | 25 | Firm change | Other |
| COMMONWEALTH FINANCIAL NETWORK | MAIN STREET MANAGEMENT COMPANY | May 8, 2003 | May 6, 2003 | -2 | Firm change | Other |