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A•••••••• M••••••••• L•••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 10b 100b

A•••••••• M••••••••• L•••

CRD 132306

SHORT HILLS, NJ

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Search this name across graphsid dfx:ria:7a524ec7-5196-1290-9e30-9c82dd167ed7

Data as of Jul 31, 2015 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:55 AM UTC and rebuilt at most every 15 minutes.

Relationships: 11
Dated events: 0
On other graphs: 0
Observed: Feb 3, 2012 to Jul 31, 2015
6 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $21BItem 5.F on the latest filing (2015-07-31); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $21B
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
P••••••• F••• L•••	Hedge Fund	$9.1B	Jul 31, 2015	80	Feb 3, 2012	reported	021-94945
T••••••••• M••••• L•••	Hedge Fund	$3.3B

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
A•••••••• P••••••• I•••	GENERAL PARTNER	Na	yes	03/1993	Feb 3, 2012	Jul 31, 2015
B••••••••• K••••••• S•••••	CHIEF COMPLIANCE OFFICER	Na	yes	07/2010	Feb 3, 2012

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2014

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2014	$21B	$24B	-12.2%	n/a	n/a	33	32	n/a	n/a

Relationships

Advises (3)

→ T••••••••• M••••• L•••Private fundHedge Fund, IA
Feb 3, 2012 to presentfactForm ADV
→ P••••••• F••• L•••Private fundHedge Fund, IA
Feb 3, 2012 to presentfactForm ADV
→ T••••••••• F••• L•••Private fundHedge Fund, IA
Feb 3, 2012 to presentfactForm ADV

Controls (7)

← T•••••• D••••• A•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7a524ec7-5196-1290-9e30-9c82dd167ed7
First observed: Feb 3, 2012
Last observed: Jul 31, 2015 135 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.