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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)26 years in industry

THOMAS JOSEPH ZIMMER

Advisor at OSAIC WEALTH, INC.

Kimberly, WI

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Search this name across graphsid dfx:ria:7a54e5cf-d3da-194b-0600-9dfcd6481d47

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 3:43 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Oct 3, 2000 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: OSAIC WEALTH, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 21, 1999earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S66
First exam: Nov 21, 1999
First registration: Oct 3, 2000
Dual registered: yes, broker-dealer
IAPD individual key: 4061719

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
OSAIC WEALTH, INC.	Bd affiliated wealth	Jun 14, 2024	n/a	yes	Kimberly, WI	Current employment
SECURITIES AMERICA ADVISORS, INC.	Former SEC adviser	Dec 27, 2016	Jun 14, 2024	no	Kimberly, WI	Previous registration
NEXT FINANCIAL GROUP, INC.	Former SEC adviser	Jul 31, 2009	Dec 27, 2016	no	KIMBERLY, WI	Previous registration
MUTUAL SERVICE CORPORATION	n/a	Jan 27, 2009	Jul 31, 2009	no	KIMBERELY, WI\|KIMBERLY, WI	Previous registration
FFP ADVISORY SERVICES INC	n/a	Oct 3, 2000	Aug 25, 2004	no	KIMBERLY, WI	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
SECURITIES AMERICA ADVISORS, INC.	OSAIC WEALTH, INC.	Jun 14, 2024	Jun 14, 2024	0	Bulk transfer	Ibd to ibd
NEXT FINANCIAL GROUP, INC.	SECURITIES AMERICA ADVISORS, INC.	Dec 27, 2016	Dec 27, 2016	0	Firm change	Other
MUTUAL SERVICE CORPORATION	NEXT FINANCIAL GROUP, INC.	Jul 31, 2009	Jul 31, 2009	0	Firm change	Other
FFP ADVISORY SERVICES INC	MUTUAL SERVICE CORPORATION	Aug 25, 2004	Jan 27, 2009	1,616	Firm change after gap	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
46214:110518:WI:2016-12-27	Dec 27, 2016	Dec 27, 2016	KIMBERLY, WI	Firm change

Relationships

Registered with (5)

→ OSAIC WEALTH, INC.Registered adviserregistration: current employment
Jun 14, 2024 to presentfactForm ADV
→ SECURITIES AMERICA ADVISORS, INC.Registered adviserregistration: previous registration
Dec 27, 2016 to Jun 14, 2024factForm ADV
→ NEXT FINANCIAL GROUP, INC.Registered adviserregistration: previous registration
Jul 31, 2009 to Dec 27, 2016factForm ADV
→ MUTUAL SERVICE CORPORATIONRegistered adviserregistration: previous registration
Jan 27, 2009 to Jul 31, 2009factForm ADV
→ FFP ADVISORY SERVICES INCRegistered adviserregistration: previous registration
Oct 3, 2000 to Aug 25, 2004factForm ADV

Dated events

No dated event names this entity yet.