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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

ELM PARK CAPITAL MANAGEMENT, LLC

CRD 156367

DALLAS, TX

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Search this name across graphsid dfx:ria:7a54ec59-5d25-d4fa-7b45-486b499a86b7

Data as of Mar 24, 2022 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 7:57 AM UTC and rebuilt at most every 15 minutes.

Relationships: 19
Dated events: 2
On other graphs: 2
Observed: Mar 28, 2012 to Mar 24, 2022
22 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

ELM Park Capital Management, LLC

Private equity manager · shared crd

Private Creditidentity

ELM Park Capital Management, LLC

Private credit manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $468MItem 5.F on the latest filing (2022-03-24); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $460M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 10
Advisory employees: 9
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 7
Private funds: 3Schedule D 7.B(1)
Private fund GAV: $116Mgross asset value as reported per fund; never fund size
SEC number: 801-72445
CRD: 156367
Filings on the tape: 22
First filed: Mar 28, 2012
Latest filed: Mar 24, 2022
Organised: Limited Liability Company, Delaware

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
ELM PARK CREDIT OPPORTUNITIES FUND (CANADA), L.P.	Private Equity Fund	$243M	Mar 28, 2012	41	Mar 28, 2012	dropped	n/a
ELM PARK CREDIT OPPORTUNITIES FUND III (CANADA), L.P.	Private Equity Fund	$33.8M	Mar 25, 2024	18	Mar 25, 2024	reported	n/a
ELM PARK CREDIT OPPORTUNITIES FUND (CANADA), L.P.	Private Equity Fund	$24.8M	Mar 25, 2024	42	Mar 25, 2024	reported	n/a
ELM PARK CREDIT OPPORTUNITIES FUND II (CANADA), L.P.	Private Equity Fund	$15.6M	Mar 25, 2024	64	Mar 25, 2024	reported	n/a
ELM PARK CREDIT OPPORTUNITIES FUND III, L.P.	Private Equity Fund	$13.8M	Mar 25, 2024	35	Sep 14, 2018	reported	021-320504
ELM PARK CREDIT OPPORTUNITIES FUND, L.P.	Private Equity Fund	$5.4M	Mar 25, 2024	12	Mar 28, 2012	reported	021-163661
ELM PARK CREDIT OPPORTUNITIES FUND II, L.P.	Private Equity Fund	$3.7M	Mar 25, 2024	40	Aug 28, 2015	reported	021-245859

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
1162109 ONTARIO LIMITED	Member	E	yes	08/2011	Mar 28, 2012	Mar 24, 2022
ATALAYA CAPITAL GP LLC	GENERAL PARTNER OF ATALAYA CAPITAL MANAGEMENT LP	F	yes	05/2006	Nov 23, 2020	Mar 24, 2022
MIGARD CORPORATION	Member	D	yes	07/2011	Mar 28, 2012	Mar 24, 2022
NORRIS, AMANDA, LEIGH	CHIEF FINANCIAL OFFICER/CHIEF COMPLIANCE OFFICER	Na	yes	07/2010	Mar 28, 2012	Mar 24, 2022
SCHACHTER, MARK, DANIEL	Member	E	yes	07/2011	Mar 28, 2012	Mar 24, 2022
SCHACHTER, MARK, DANIEL	MANAGING PARTNER	Na	yes	07/2010	Mar 28, 2012	Mar 24, 2022
TEAKWOOD GROVE HOLDINGS, INC.	Member	C	yes	08/2011	Mar 28, 2012	Mar 24, 2022
WINOGRAD, CHARLES, MARTIN	SENIOR MANAGING PARTNER	Na	yes	07/2010	Mar 28, 2012	Mar 24, 2022
WINOGRAD, CHARLES, MARTIN	Member	E	yes	08/2011	Mar 28, 2012	Mar 24, 2022
ZINN, IVAN, QUARLES	Partner	C	yes	05/2006	Nov 23, 2020	Mar 24, 2022
ZINN, IVAN, QUARLES	MEMBER OF GENERAL PARTNER	E	yes	05/2006	Nov 23, 2020	Mar 24, 2022
ATALAYA CAPITAL MANAGEMENT LP	Member	A	no	10/2020	Nov 23, 2020	Mar 24, 2022

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
ELM PARK GP II INC.	n/a	n/a	n/a	Y	yes	n/a
ELM PARK GP II, LLC	n/a	n/a	n/a	Y	yes	n/a
ELM PARK GP III INC.	n/a	n/a	n/a	Y	yes	n/a
ELM PARK GP III, LLC	n/a	n/a	n/a	Y	yes	n/a
ELM PARK GP INC.	n/a	n/a	n/a	Y	yes	n/a
ELM PARK GP, LLC	n/a	n/a	n/a	Y	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2021	Mar 24, 2022	$468M	$460M	10	9	0	3	$116M
2020	Mar 22, 2021	$538M	$530M	11	11	0	3	$130M
2019	Mar 17, 2020	$633M	$632M	11	11	0	3	$150M
2018	Mar 4, 2019	$695M	$695M	10	10	0	3	$163M
2017	Mar 21, 2018	$423M	$422M	10	10	0	2	$80.3M
2016	Mar 20, 2017	$460M	$456M	10	10	n/a	2	$86.9M
2015	Mar 16, 2016	$513M	$509M	8	8	n/a	2	$89.8M
2014	Mar 9, 2015	$292M	$286M	7	7	n/a	1	$54.2M
2013	Mar 5, 2014	$301M	$295M	7	7	n/a	1	$55.9M
2012	Mar 27, 2013	$321M	$303M	7	7	n/a	1	$57.5M
2011	Mar 28, 2012	$539M	$300M	n/a	n/a	n/a	2	$300M

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2021	$468M	$538M	-13.0%	$695M	-12.4%	10	11	0	0

Relationships

Advises (7)

→ ELM PARK CREDIT OPPORTUNITIES FUND III, L.P.Private fundPrivate Equity Fund, ERA
Sep 14, 2018 to presentfactForm ADV
→ ELM PARK CREDIT OPPORTUNITIES FUND II, L.P.Private fundPrivate Equity Fund, ERA
Aug 28, 2015 to presentfactForm ADV
→ ELM PARK CREDIT OPPORTUNITIES FUND (CANADA), L.P.Private fundPrivate Equity Fund, ERA
Mar 25, 2024 to presentfactForm ADV
→ ELM PARK CREDIT OPPORTUNITIES FUND III (CANADA), L.P.Private fundPrivate Equity Fund, ERA
Mar 25, 2024 to presentfactForm ADV
→ ELM PARK CREDIT OPPORTUNITIES FUND, L.P.Private fundPrivate Equity Fund, ERA
Mar 28, 2012 to presentfactForm ADV
→ ELM PARK CREDIT OPPORTUNITIES FUND II (CANADA), L.P.Private fundPrivate Equity Fund, ERA
Mar 25, 2024 to presentfactForm ADV
→ ELM PARK CREDIT OPPORTUNITIES FUND (CANADA), L.P.Private fundPrivate Equity Fund, IA, no longer reported
Mar 28, 2012 to Mar 28, 2012factForm ADV

Owns (1)

← ATALAYA CAPITAL MANAGEMENT LPOwnerMEMBER, ownership code A, domestic entity
Nov 23, 2020 to presentfactForm ADV

Controls (8)

← ZINN, IVAN, QUARLESOwnerMEMBER OF GENERAL PARTNER, ownership code E, individual
Nov 23, 2020 to presentfactForm ADV
← SCHACHTER, MARK, DANIELOwnerMEMBER, ownership code E, individual
Mar 28, 2012 to presentfactForm ADV
← WINOGRAD, CHARLES, MARTINOwnerMEMBER, ownership code E, individual
Mar 28, 2012 to presentfactForm ADV
← NORRIS, AMANDA, LEIGHOwnerCHIEF FINANCIAL OFFICER/CHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 28, 2012 to presentfactForm ADV
← 1162109 ONTARIO LIMITEDOwnerMEMBER, ownership code E, foreign entity
Mar 28, 2012 to presentfactForm ADV
← ATALAYA CAPITAL GP LLCOwnerGENERAL PARTNER OF ATALAYA CAPITAL MANAGEMENT LP, ownership code F, domestic entity
Nov 23, 2020 to presentfactForm ADV
← MIGARD CORPORATIONOwnerMEMBER, ownership code D, domestic entity
Mar 28, 2012 to presentfactForm ADV
← TEAKWOOD GROVE HOLDINGS, INC.OwnerMEMBER, ownership code C, domestic entity
Mar 28, 2012 to presentfactForm ADV

Dated events

Occurred
Nov 23, 2020
Control person joined
Quarles Ivan Zinn (Partner) appeared on Schedule A of Elm Park Capital Management, Llc
Form ADVobserved 5 days ago
Occurred
Sep 14, 2018
Regulatory AUM changed
Elm Park Capital Management, Llc reported RAUM $645.2M, up 52% from $423.2M (2018-03-21 to 2018-09-14)
Form ADVobserved 5 days ago
$222M

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7a54ec59-5d25-d4fa-7b45-486b499a86b7
First observed: Mar 28, 2012
Last observed: Mar 24, 2022 54 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

ELM PARK CAPITAL MANAGEMENT, LLC

CRD 156367

DALLAS, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:7a54ec59-5d25-d4fa-7b45-486b499a86b7

Data as of Mar 24, 2022 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 7:57 AM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

ELM PARK CREDIT OPPORTUNITIES FUND (CANADA), L.P.

Private Equity Fund

$243M

Mar 28, 2012

dropped

n/a

ELM PARK CREDIT OPPORTUNITIES FUND III (CANADA), L.P.

Private Equity Fund

$33.8M

Mar 25, 2024

reported

n/a

ELM PARK CREDIT OPPORTUNITIES FUND (CANADA), L.P.

Private Equity Fund

$24.8M

Mar 25, 2024

reported

n/a

ELM PARK CREDIT OPPORTUNITIES FUND II (CANADA), L.P.

Private Equity Fund

$15.6M

Mar 25, 2024

reported

n/a

ELM PARK CREDIT OPPORTUNITIES FUND III, L.P.

Private Equity Fund

$13.8M

Mar 25, 2024

Sep 14, 2018

reported

021-320504

ELM PARK CREDIT OPPORTUNITIES FUND, L.P.

Private Equity Fund

$5.4M

Mar 25, 2024

Mar 28, 2012

reported

021-163661

ELM PARK CREDIT OPPORTUNITIES FUND II, L.P.

Private Equity Fund

$3.7M

Mar 25, 2024

Aug 28, 2015

reported

021-245859

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

1162109 ONTARIO LIMITED

Member

yes

08/2011

Mar 28, 2012

Mar 24, 2022

ATALAYA CAPITAL GP LLC

GENERAL PARTNER OF ATALAYA CAPITAL MANAGEMENT LP

yes

05/2006

Nov 23, 2020

Mar 24, 2022

MIGARD CORPORATION

Member

yes

07/2011

Mar 28, 2012

Mar 24, 2022

NORRIS, AMANDA, LEIGH

CHIEF FINANCIAL OFFICER/CHIEF COMPLIANCE OFFICER

yes

07/2010

Mar 28, 2012

Mar 24, 2022

SCHACHTER, MARK, DANIEL

Member

yes

07/2011

Mar 28, 2012

Mar 24, 2022

SCHACHTER, MARK, DANIEL

MANAGING PARTNER

yes

07/2010

Mar 28, 2012

Mar 24, 2022

TEAKWOOD GROVE HOLDINGS, INC.

Member

yes

08/2011

Mar 28, 2012

Mar 24, 2022

WINOGRAD, CHARLES, MARTIN

SENIOR MANAGING PARTNER

yes

07/2010

Mar 28, 2012

Mar 24, 2022

WINOGRAD, CHARLES, MARTIN

Member

yes

08/2011

Mar 28, 2012

Mar 24, 2022

ZINN, IVAN, QUARLES

Partner

yes

05/2006

Nov 23, 2020

Mar 24, 2022

ZINN, IVAN, QUARLES

MEMBER OF GENERAL PARTNER

yes

05/2006

Nov 23, 2020

Mar 24, 2022

ATALAYA CAPITAL MANAGEMENT LP

Member

10/2020

Nov 23, 2020

Mar 24, 2022

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

ELM PARK GP II INC.

n/a

yes

n/a

ELM PARK GP II, LLC

n/a

yes

n/a

ELM PARK GP III INC.

n/a

yes

n/a

ELM PARK GP III, LLC

n/a

yes

n/a

ELM PARK GP INC.

n/a

yes

n/a

ELM PARK GP, LLC

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2021

Mar 24, 2022

$468M

$460M

$116M

2020

Mar 22, 2021

$538M

$530M

$130M

2019

Mar 17, 2020

$633M

$632M

$150M

2018

Mar 4, 2019

$695M

$163M

2017

Mar 21, 2018

$423M

$422M

$80.3M

2016

Mar 20, 2017

$460M

$456M

n/a

$86.9M

2015

Mar 16, 2016

$513M

$509M

n/a

$89.8M

2014

Mar 9, 2015

$292M

$286M

n/a

$54.2M

2013

Mar 5, 2014

$301M

$295M

n/a

$55.9M

2012

Mar 27, 2013

$321M

$303M

n/a

$57.5M

2011

Mar 28, 2012

$539M

$300M

n/a

$300M

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2021

$468M

$538M

-13.0%

$695M

-12.4%