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RIA / WealthAdvisordual registered (broker-dealer)25 years in industry

TRINA JACQLEEN CISNEROS

Advisor at LPL FINANCIAL LLC

SAN LUIS OBISPO, CA

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Search this name across graphsid dfx:ria:7a57ed6b-c2b0-4ce0-584c-6c7ee22da7c0

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:38 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Feb 20, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 19, 2000earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 15derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S63|S65
First exam: Oct 19, 2000
First registration: Feb 20, 2001
Dual registered: yes, broker-dealer
IAPD individual key: 2608998

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Sep 28, 2010	n/a	yes	SAN LUIS OBISPO, CA	Current employment
RBC CAPITAL MARKETS, LLC	National bd RIA	Jan 12, 2009	Oct 7, 2010	no	SAN LUIS OBISPO, CA	Previous registration
UBS FINANCIAL SERVICES INC.	Wirehouse	Dec 13, 2002	Jan 27, 2009	no	SAN LUIS OBISPO, CA\|CARMEL, CA	Previous registration
MORGAN STANLEY DW INC.	n/a	Feb 20, 2001	Dec 16, 2002	no	S LUIS OBISP, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
RBC CAPITAL MARKETS, LLC	LPL FINANCIAL LLC	Oct 7, 2010	Sep 28, 2010	-9	Firm change	Other
UBS FINANCIAL SERVICES INC.	RBC CAPITAL MARKETS, LLC	Jan 27, 2009	Jan 12, 2009	-15	Firm change	Wirehouse to ibd
MORGAN STANLEY DW INC.	UBS FINANCIAL SERVICES INC.	Dec 16, 2002	Dec 13, 2002	-3	Firm change	Other

Relationships

Registered with (4)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Sep 28, 2010 to presentfactForm ADV
→ RBC CAPITAL MARKETS, LLCRegistered adviserregistration: previous registration
Jan 12, 2009 to Oct 7, 2010factForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Dec 13, 2002 to Jan 27, 2009factForm ADV
→ MORGAN STANLEY DW INC.Registered adviserregistration: previous registration
Feb 20, 2001 to Dec 16, 2002factForm ADV

Dated events

No dated event names this entity yet.