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M•••••• A••••• E•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analyst36 years in industry

M•••••• A••••• E•••••

Advisor at C•••••••• A•••••••

BOSTON, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:7a61b979-e433-ccac-480c-53a9fca0e273

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:17 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Aug 18, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••••• A•••••••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 4, 1989earliest registration or exam on IAPD
Years in industry: 36derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••••• A•••••••	Independent wealth	Feb 13, 2017	n/a	yes	BOSTON, MA	Current employment
C•••••••• A••••••• L••	Former SEC adviser	Sep 24, 2003	Jan 31, 2017	no	BOSTON, MA

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••••• A••••••• L••	C•••••••• A•••••••	Jan 31, 2017	Feb 13, 2017	13	Channel change	Other
B•••••• L••• A••••••• L••	C•••••••• A••••••• L••	Apr 22, 2003

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
125361:286243:MA:2017-01-31	Jan 31, 2017	Feb 13, 2017	BOSTON, MA	Firm change

Relationships

Registered with (3)

→ C•••••••• A•••••••Registered adviserregistration: current employment
Feb 13, 2017 to presentfactForm ADV
→ C•••••••• A••••••• L••Registered adviserregistration: previous registration
Sep 24, 2003 to Jan 31, 2017factForm ADV
→ B•••••• L••• A••••••• L••Registered adviserregistration: previous registration
Aug 18, 2001 to Apr 22, 2003factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7a61b979-e433-ccac-480c-53a9fca0e273
First observed: Aug 18, 2001
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.