DFX Intelligence

E•••• N••••• F•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor12 years in industry

E•••• N••••• F•••

Advisor at P•••• S•••••• • C••

Wayzata, MN | MINNEAPOLIS, MN

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Search this name across graphsid dfx:ria:7a690107-cb58-097e-ccab-89b3e3099704

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:24 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Dec 10, 2014 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P•••• S•••••• • C••
Current firm class: institutional managerderived
Book size: not public••• Locked
Industry start: Apr 5, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P•••• S•••••• • C••	Institutional manager	Nov 13, 2019	n/a	yes	MINNEAPOLIS, MN\|Wayzata, MN	Current employment
Q•••••• A•••• M••••••••• I•••	Former SEC adviser	Dec 10, 2014	Apr 1, 2019	no	MINNEAPOLIS, MN\|MINNEAPOLIS, MN

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
Q•••••• A•••• M••••••••• I•••	P•••• S•••••• • C••	Apr 1, 2019	Nov 13, 2019	226	Firm change	Other

Relationships

Registered with (2)

→ P•••• S•••••• • C••Registered adviserregistration: current employment
Nov 13, 2019 to presentfactForm ADV
→ Q•••••• A•••• M••••••••• I•••Registered adviserregistration: previous registration
Dec 10, 2014 to Apr 1, 2019factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7a690107-cb58-097e-ccab-89b3e3099704
First observed: Dec 10, 2014
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.