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CRD 284960
WATSONVILLE, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| QUINTES ADMINSTRATIVE & INSURANCE SERVICES, INC. | Owner | E | yes | 07/2016 | Mar 9, 2021 | Mar 24, 2022 |
| SHEARN, STEPHEN, HAROLD | OWNER AND PRESIDENT | E | yes | 01/2016 | Mar 9, 2021 | Mar 24, 2022 |
| SHEARN, STEPHEN, HAROLD | MANAGER, MANAGING DIRECTOR & CHIEF COMPLIANCE OFFICER | Na | yes | 07/2016 | Mar 9, 2021 | Mar 24, 2022 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| QUINTES ADMINISTRATIVE AND INSURANCE SERVICES, INC. | n/a | n/a | n/a | Y | yes | n/a |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2021 | Mar 3, 2022 | $13.0M | $13.0M | 3 | 3 | 0 | n/a | n/a |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2021 | $219M | n/a | n/a | n/a | n/a | 3 | n/a | 0 | n/a |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| GLOBAL RETIREMENT PARTNERS LLC | 2 | Feb 21, 2023 | Aug 11, 2022 | WATSONVILLE, CA | Team lift out | Other | 100.0% |