G•••••• S••••••

Advisor at P••••••• A•••••••• L••

SAN FRANCISCO, CA | ANN ARBOR, MI

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:7a7c2fca-b285-55a5-1865-13360c628807

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:20 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Jul 24, 2014 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P••••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jul 2, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P••••••• A•••••••• L••	Independent wealth	Dec 10, 2025	n/a	yes	ANN ARBOR, MI\|SAN FRANCISCO, CA	Current employment
C••••••••• F•••••••• N••••••	National bd RIA	Oct 26, 2023	Dec 5, 2025	no	Ann Arbor, MI\|WALTHAM, MA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••••••• F•••••••• N••••••	P••••••• A•••••••• L••	Dec 5, 2025	Dec 10, 2025	5	Firm change	Ibd to RIA
A•••••• A••••••• S•••••••	C••••••••• F•••••••• N••••••	Nov 3, 2023	Oct 26, 2023

Relationships

Registered with (4)

→ P••••••• A•••••••• L••Registered adviserregistration: current employment
Dec 10, 2025 to presentfactForm ADV
→ C••••••••• F•••••••• N••••••Registered adviserregistration: previous registration
Oct 26, 2023 to Dec 5, 2025factForm ADV
→ A•••••• A••••••• S•••••••Registered adviserregistration: previous registration
Sep 1, 2016 to Nov 3, 2023factForm ADV
→ S••

Dated events

Occurred
Dec 5, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Nov 3, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7a7c2fca-b285-55a5-1865-13360c628807
First observed: Jul 24, 2014
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.