DFX Intelligence

M•••••• S•••• L••••••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisordual registered (broker-dealer)21 years in industry

M•••••• S•••• L••••••••

Advisor at P••••••• F••••• I•••

••• Locked

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:7a7e0ee5-5bc5-1c16-5346-460ede8ef9f1

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:44 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: Jul 8, 2020 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P••••••• F••••• I•••
Current firm class: asset managerderived
Book size: not public••• Locked
Industry start: Oct 1, 2004earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P••••••• F••••• I•••	Asset manager	May 21, 2026	n/a	yes	Bay Harbor Islands, FL\|ISLE OF PALMS, SC	Current employment
M••••• C•••••• M••••••••• C••	Asset manager	Jan 13, 2022	Apr 13, 2026	no	MT PLEASANT, SC\|Miami, FL\|Greenwich, CT

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M••••• C•••••• M••••••••• C••	P••••••• F••••• I•••	Apr 13, 2026	May 21, 2026	38	Firm change	Other
M••••• C•••••• A•••••••• L••	M••••• C•••••• M••••••••• C••	Dec 5, 2023	Jan 13, 2022

Relationships

Registered with (3)

→ P••••••• F••••• I•••Registered adviserregistration: current employment
May 21, 2026 to presentfactForm ADV
→ M••••• C•••••• M••••••••• C••Registered adviserregistration: previous registration
Jan 13, 2022 to Apr 13, 2026factForm ADV
→ M••••• C•••••• A•••••••• L••Registered adviserregistration: previous registration
Jan 13, 2022 to Dec 5, 2023factForm ADV

Dated events

Occurred
Apr 13, 2026
Advisor changed firm
M•••••• S•••• L•••••••• left M••••• C•••••• M••••••••• C•• for P••••••• F••••• I••• (registered 2026-05-21)
Form ADVobserved 7 days ago
Occurred
Dec 5, 2023
Advisor changed firm
M•••••• S•••• L•••••••• left M••••• C•••••• A•••••••• L•• for M••••• C•••••• M••••••••• C•• (registered 2022-01-13)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7a7e0ee5-5bc5-1c16-5346-460ede8ef9f1
First observed: Jul 8, 2020
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.