K•••• W• F••••

Advisor at K••••• P•••••• W••••• S•••••••• L••

••• Locked

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:7a7f29e7-b7ef-4f6c-ee5a-dba6507bdfcb

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 6:55 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Feb 11, 2004 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: K••••• P•••••• W••••• S•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jul 1, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
K••••• P•••••• W••••• S•••••••• L••	Bd affiliated wealth	Jun 27, 2017	n/a	yes	San Diego, CA\|AUSTIN, TX\|SAN DIEGO, CA	Current employment
L•• F•••••••• L••	Bd affiliated wealth	Oct 27, 2014	May 10, 2017	no	SAN DIEGO, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•• F•••••••• L••	K••••• P•••••• W••••• S•••••••• L••	May 10, 2017	Jun 27, 2017	48	Firm change	Other
G••••• S••••••••• I•••	L•• F•••••••• L••	May 6, 2013	Oct 27, 2014

Relationships

Registered with (5)

→ K••••• P•••••• W••••• S•••••••• L••Registered adviserregistration: current employment
Jun 27, 2017 to presentfactForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Oct 27, 2014 to May 10, 2017factForm ADV
→ G••••• S••••••••• I•••Registered adviserregistration: previous registration
Jan 31, 2007 to May 6, 2013factForm ADV
→ K•• S•••• • A••••••••• I••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7a7f29e7-b7ef-4f6c-ee5a-dba6507bdfcb
First observed: Feb 11, 2004
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.