DFX Intelligence

C•••••• F•••••••• G••••• I••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 1b 10b

C•••••• F•••••••• G••••• I••

CRD 157109

SIOUX FALLS, SD

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Search this name across graphsid dfx:ria:7a8426c9-fef3-6ef3-5a98-c5ba10bc361c

Data as of Aug 24, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 4:57 PM UTC and rebuilt at most every 15 minutes.

Relationships: 13
Dated events: 1
On other graphs: 0
Observed: Apr 2, 2012 to Aug 24, 2026
29 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.99 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $1.5B••• Locked
Discretionary RAUM: $1.5B
Private client RAUM: $1.5Bderived••• Locked
Private client share: 99%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 7
RAUM per advisor: $212Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
J••• D•••• H•••••	Certified Financial Planner\|Chartered Financial Consultant	SIOUX FALLS, SD	10	46	3	no
J•••• D•••• H•••••	Certified Financial Planner\|Chartered Financial Consultant	SIOUX FALLS, SD	10	17

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
H•••••• J••••• D••••	DIRECT OWNER	C	yes	05/2015	May 12, 2015	May 8, 2024
H•••••• J••••• D••••	VICE PRESIDENT & DIRECT OWNER	C	yes	03/2011	Apr 2, 2012	May 8, 2024

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2024

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2024	$1.5B	$807M	83.7%	$670M	30.3%	13	6	0	0

Relationships

Registered with (7)

← J••• A•••••Advisorregistration: current employment
Apr 8, 2024 to presentfactForm ADV
← E•••••• M•••• K•••••••••Advisorregistration: current employment
Apr 12, 2022 to presentfactForm ADV
← A••••• M•••• T•••••Advisorregistration: current employment
Aug 3, 2021 to presentfactForm ADV
← C•••• B••• S•••••

Dated events

Occurred
May 31, 2021
Regulatory AUM changed
C•••••• F•••••••• G••••• I•• reported RAUM $670.0M, up 33% from $503.0M (2020-05-11 to 2021-05-31)
Form ADVobserved 7 days ago
$167M

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7a8426c9-fef3-6ef3-5a98-c5ba10bc361c
First observed: Apr 2, 2012
Last observed: Aug 24, 2026 29 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.