DFX Intelligence

A•••••••• C••••• B•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner22 years in industry

A•••••••• C••••• B•••

Advisor at C••••••••• O• Y••• J••••••

BROOKFIELD, IL

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Search this name across graphsid dfx:ria:7a89e273-bd3c-5d11-695d-1ac43840cee5

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:24 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Oct 29, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••••• O• Y••• J••••••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Oct 21, 2003earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••••• O• Y••• J••••••	State registered	Feb 20, 2018	n/a	yes	BROOKFIELD, IL	Current employment
C••••••••• O• Y••• J••••••	State registered	Feb 20, 2018	Dec 31, 2024	no	BROOKFIELD, IL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••••• P•••••••	C••••••••• O• Y••• J••••••	Sep 26, 2017	Feb 20, 2018	147	Firm change	Other
W•••••• • R•••	C••••••• P•••••••	Sep 7, 2016	Aug 30, 2016

Relationships

Registered with (3)

→ C••••••••• O• Y••• J••••••Registered adviserregistration: previous registration
Feb 20, 2018 to Dec 31, 2024factForm ADV
→ C••••••• P•••••••Registered adviserregistration: previous registration
Aug 30, 2016 to Sep 26, 2017factForm ADV
→ W•••••• • R•••Registered adviserregistration: previous registration
Oct 4, 2013 to Sep 7, 2016factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7a89e273-bd3c-5d11-695d-1ac43840cee5
First observed: Oct 29, 2003
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.