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Advisor at PEIRCE CAPITAL MANAGEMENT, LLC
THE WOODLANDS, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| PEIRCE CAPITAL MANAGEMENT, LLC | Independent wealth | Jun 8, 2020 | n/a | yes | THE WOODLANDS, TX | Current employment |
| STEWARD PARTNERS INVESTMENT ADVISORY, LLC | Bd affiliated wealth | Mar 22, 2018 | May 4, 2020 | no | Houston, TX|STAMFORD, CT|Houston, TX | Previous registration |
| RBC CAPITAL MARKETS, LLC | National bd RIA | Jun 28, 2016 | Apr 3, 2018 | no | HOUSTON, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| STEWARD PARTNERS INVESTMENT ADVISORY, LLC | PEIRCE CAPITAL MANAGEMENT, LLC | May 4, 2020 | Jun 8, 2020 | 35 | Firm change | RIA to RIA |
| RBC CAPITAL MARKETS, LLC | STEWARD PARTNERS INVESTMENT ADVISORY, LLC | Apr 3, 2018 | Mar 22, 2018 | -12 | Firm change | Ibd to RIA |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 31194:283004:TX:2018-04-03 | Apr 3, 2018 | Mar 22, 2018 | HOUSTON, TX | Firm change |