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RIA / WealthAdvisordual registered (broker-dealer)14 years in industry

KURT CHRISTOPHER HEGERFELD

Advisor at UBS FINANCIAL SERVICES INC.

WEEHAWKEN, NJ | Charlotte, NC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:7a8ea7cc-1799-74f7-ef4c-22ed527ac935

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:05 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Sep 26, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: UBS FINANCIAL SERVICES INC.
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 23, 2011earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 2
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Sep 23, 2011
First registration: Sep 26, 2011
Dual registered: yes, broker-dealer
IAPD individual key: 5716513

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
UBS FINANCIAL SERVICES INC.	Wirehouse	Nov 1, 2018	n/a	yes	WEEHAWKEN, NJ\|Charlotte, NC	Current employment
WELLS FARGO ADVISORS	Wirehouse	Jul 9, 2013	Oct 23, 2018	no	CHARLOTTE, NC\|CHARLOTTE, NC\|CHARLOTTE, NC\|LAS VEGAS, NV\|CHARLOTTE, NC\|CHARLOTTE, NC	Previous registration
EDWARD JONES	National bd RIA	Sep 26, 2011	Dec 12, 2011	no	Maryland Heights, MO\|Maryland Heights, MO	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WELLS FARGO ADVISORS	UBS FINANCIAL SERVICES INC.	Oct 23, 2018	Nov 1, 2018	9	Firm change	Wirehouse to wirehouse
EDWARD JONES	WELLS FARGO ADVISORS	Dec 12, 2011	Jul 9, 2013	575	Firm change after gap	Ibd to wirehouse

Relationships

Registered with (3)

→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: current employment
Nov 1, 2018 to presentfactForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Jul 9, 2013 to Oct 23, 2018factForm ADV
→ EDWARD JONESRegistered adviserregistration: previous registration
Sep 26, 2011 to Dec 12, 2011factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7a8ea7cc-1799-74f7-ef4c-22ed527ac935
First observed: Sep 26, 2011
Last observed: Sep 14, 2026 6 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

KURT CHRISTOPHER HEGERFELD

Advisor at UBS FINANCIAL SERVICES INC.

WEEHAWKEN, NJ | Charlotte, NC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:7a8ea7cc-1799-74f7-ef4c-22ed527ac935

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:05 PM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

UBS FINANCIAL SERVICES INC.

Wirehouse

Nov 1, 2018

n/a

yes

WEEHAWKEN, NJ|Charlotte, NC

Current employment

WELLS FARGO ADVISORS

Wirehouse

Jul 9, 2013

Oct 23, 2018

Previous registration

EDWARD JONES

National bd RIA

Sep 26, 2011

Dec 12, 2011

Maryland Heights, MO|Maryland Heights, MO

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

WELLS FARGO ADVISORS

UBS FINANCIAL SERVICES INC.

Oct 23, 2018

Nov 1, 2018

Firm change

Wirehouse to wirehouse

EDWARD JONES

WELLS FARGO ADVISORS

Dec 12, 2011

Jul 9, 2013

575

Firm change after gap

Ibd to wirehouse