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Reading the graph
Advisor at LPL FINANCIAL LLC
WIXOM, MI | PLYMOUTH, MI | ROYAL OAK, MI | CLARKSTON, MI | AUBURN HILLS, MI | ROCHESTER HILLS, MI | TROY, MI
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Dec 9, 2024 | n/a | yes | AUBURN HILLS, MI|ROCHESTER HILLS, MI|CLARKSTON, MI|WIXOM, MI|ROYAL OAK, MI|PLYMOUTH, MI|TROY, MI | Current employment |
| CETERA INVESTMENT ADVISERS LLC | Bd affiliated wealth | Jun 29, 2023 | Dec 23, 2024 | no | PLYMOUTH, MI|ORTONVILLE, MI|GRAND BLANC, MI|COMMERCE TWP, MI|BELLEVILLE, MI|FENTON, MI|AUBURN HILLS, MI | Previous registration |
| CETERA ADVISOR NETWORKS LLC | Former SEC adviser | Jul 6, 2020 | Jun 29, 2023 | no | ORTONVILLE, MI|TROY, MI|ROYAL OAK, MI|AUBURN HILLS, MI|COMMERCE TWP, MI|WHITE LAKE, MI|GRAND BLANC, MI|BELLEVILLE, MI|ROYAL OAK, MI|WIXOM, MI|PLYMOUTH, MI|TROY, MI|ORTONVILLE, MI|ROCHESTER HILLS, MI|CLARKSTON, MI|ROCHESTER HILLS, MI|FENTON, MI|GRAND BLANC, MI|VASSAR, MI|CLIO, MI|CLARKSTON, MI | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CETERA INVESTMENT ADVISERS LLC | LPL FINANCIAL LLC | Dec 23, 2024 | Dec 9, 2024 | -14 | Firm change | Ibd to ibd |
| CETERA ADVISOR NETWORKS LLC | CETERA INVESTMENT ADVISERS LLC | Jun 29, 2023 | Jun 29, 2023 | 0 | Bulk transfer | Ibd to ibd |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 105644:6413:MI:2024-12-23 | Dec 23, 2024 | Dec 9, 2024 | PLYMOUTH, MI | Firm change |