DFX Intelligence

G••• L•••••• H••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor42 years in industry

G••• L•••••• H••••••

Advisor at L••••••• F••••••••• I•••

NEWPORT BEACH, CA

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Search this name across graphsid dfx:ria:7aa967a6-09df-5cae-9b47-d7adeefba39d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:23 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Oct 23, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L••••••• F••••••••• I•••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Jun 26, 1984earliest registration or exam on IAPD
Years in industry: 42derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L••••••• F••••••••• I•••	State registered	Jul 8, 2019	n/a	yes	NEWPORT BEACH, CA	Current employment
H••••• I••••••••• M••••••••• L••	Independent wealth	Oct 23, 2015	Jul 8, 2019	no	Arroyo Grande, CA\|CINCINNATI, OH\|San Luis Obispo, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
H••••• I••••••••• M••••••••• L••	L••••••• F••••••••• I•••	Jul 8, 2019	Jul 8, 2019	0	Firm change	RIA to state RIA

Relationships

Registered with (2)

→ L••••••• F••••••••• I•••Registered adviserregistration: current employment
Jul 8, 2019 to presentfactForm ADV
→ H••••• I••••••••• M••••••••• L••Registered adviserregistration: previous registration
Oct 23, 2015 to Jul 8, 2019factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7aa967a6-09df-5cae-9b47-d7adeefba39d
First observed: Oct 23, 2015
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.