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Advisor at STIFEL, NICOLAUS & COMPANY, INCORPORATED
ST. LOUIS, MO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| STIFEL, NICOLAUS & COMPANY, INCORPORATED | National bd RIA | Jan 21, 2022 | n/a | yes | ST. LOUIS, MO | Current employment |
| STIFEL INDEPENDENT ADVISORS, LLC | Bd affiliated wealth | Sep 12, 2025 | Aug 24, 2026 | no | ST. LOUIS, MO | Previous registration |
| CETERA INVESTMENT ADVISERS LLC | Bd affiliated wealth | Jun 17, 2019 | Jan 19, 2021 | no | BALLWIN, MO | Previous registration |
| U.S. BANCORP INVESTMENTS, INC. | Former SEC adviser | Sep 14, 2018 | Jun 7, 2019 | no | Saint Louis, MO | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| STIFEL INDEPENDENT ADVISORS, LLC | n/a | Aug 24, 2026 | n/a | n/a | Departure no registered destination | Departure |
| CETERA INVESTMENT ADVISERS LLC | STIFEL, NICOLAUS & COMPANY, INCORPORATED | Jan 19, 2021 | Jan 21, 2022 | 367 | Firm change | Ibd to ibd |
| U.S. BANCORP INVESTMENTS, INC. | CETERA INVESTMENT ADVISERS LLC | Jun 7, 2019 | Jun 17, 2019 | 10 | Firm change | Ibd to ibd |