DFX Intelligence

C•••••• J• K•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor26 years in industry

C•••••• J• K•••••••

Advisor at G••••• R••••••••• P••••••• L••

SAN RAFAEL, CA | Cincinnati, OH

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Search this name across graphsid dfx:ria:7aae4421-e580-5b0d-8c88-4476f201872d

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:16 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: Jan 2, 2014 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: G••••• R••••••••• P••••••• L••
Current firm class: institutional managerderived
Book size: not public••• Locked
Industry start: Jun 8, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
G••••• R••••••••• P••••••• L••	Institutional manager	May 5, 2026	n/a	yes	Cincinnati, OH\|SAN RAFAEL, CA	Current employment
H••••• R••••••••• S•••••••• 2• L••	Institutional manager	Jun 9, 2021	May 8, 2024	no	Cincinnati, OH

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
H••••• R••••••••• S•••••••• 2• L••	G••••• R••••••••• P••••••• L••	May 8, 2024	May 5, 2026	727	Firm change after gap	Other
H••••• R••••••••• S••••••••• L••	M••••• S••••••	Jun 15, 2022	Sep 16, 2016

Relationships

Registered with (5)

→ G••••• R••••••••• P••••••• L••Registered adviserregistration: current employment
May 5, 2026 to presentfactForm ADV
→ H••••• R••••••••• S•••••••• 2• L••Registered adviserregistration: previous registration
Jun 9, 2021 to May 8, 2024factForm ADV
→ H••••• R••••••••• S••••••••• L••Registered adviserregistration: previous registration
Sep 26, 2014 to Jun 15, 2022factForm ADV
→ M••••• S••••••

Dated events

Occurred
May 8, 2024
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago
Occurred
Jun 15, 2022
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7aae4421-e580-5b0d-8c88-4476f201872d
First observed: Jan 2, 2014
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.