DFX Intelligence

L••• V• M•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisor20 years in industry

L••• V• M•••••••••

Advisor at F•••••••• W••••• P•••••••• L••

NEWTON LOWER FALLS, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:7ab0ccc5-89c7-6cab-6947-97441745e48a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:26 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Jun 20, 2025 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F•••••••• W••••• P•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Dec 1, 2005earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F•••••••• W••••• P•••••••• L••	Independent wealth	Feb 8, 2026	n/a	yes	NEWTON LOWER FALLS, MA	Current employment
E••••• J••••	National bd RIA	Jun 20, 2025	Dec 4, 2025	no	NORTH DARTMOUTH, MA\|Attleboro, MA\|ST LOUIS, MO

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
E••••• J••••	F•••••••• W••••• P•••••••• L••	Dec 4, 2025	Feb 8, 2026	66	Firm change	Ibd to RIA

Relationships

Registered with (2)

→ F•••••••• W••••• P•••••••• L••Registered adviserregistration: current employment
Feb 8, 2026 to presentfactForm ADV
→ E••••• J••••Registered adviserregistration: previous registration
Jun 20, 2025 to Dec 4, 2025factForm ADV

Dated events

Occurred
Dec 4, 2025
Advisor changed firm
L••• V• M••••••••• left E••••• J•••• for F•••••••• W••••• P•••••••• L•• (registered 2026-02-08)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7ab0ccc5-89c7-6cab-6947-97441745e48a
First observed: Jun 20, 2025
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.