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J••••• S•••• M••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner11 years in industry

J••••• S•••• M••••

Advisor at R•••••• P• S•••••••• A••••••••• I•••

AUSTIN, TX

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Search this name across graphsid dfx:ria:7ab0f57d-5613-d860-9d7a-86b4490f3069

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:40 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Apr 9, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R•••••• P• S•••••••• A••••••••• I•••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 15, 2014earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
R•••••• P• S•••••••• A••••••••• I•••	Independent wealth	Nov 20, 2023	n/a	yes	AUSTIN, TX	Current employment
A•••••• C•••••• M•••••••••	Independent wealth	Dec 16, 2019	Nov 14, 2023	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
A•••••• C•••••• M•••••••••	R•••••• P• S•••••••• A••••••••• I•••	Nov 14, 2023	Nov 20, 2023	6	Firm change	RIA to RIA
F•••••••• A•••••••• L••	C••••• A••••••• L••	Dec 19, 2019

Relationships

Registered with (4)

→ R•••••• P• S•••••••• A••••••••• I•••Registered adviserregistration: current employment
Nov 20, 2023 to presentfactForm ADV
→ A•••••• C•••••• M•••••••••Registered adviserregistration: previous registration
Dec 16, 2019 to Nov 14, 2023factForm ADV
→ F•••••••• A•••••••• L••Registered adviserregistration: previous registration
Apr 9, 2015 to Dec 19, 2019factForm ADV
→ C••••• A••••••• L••

Dated events

Occurred
Nov 14, 2023
Advisor changed firm
J••••• S•••• M•••• left A•••••• C•••••• M••••••••• for R•••••• P• S•••••••• A••••••••• I••• (registered 2023-11-20)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7ab0f57d-5613-d860-9d7a-86b4490f3069
First observed: Apr 9, 2015
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.