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M•••••• A••• O••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)21 years in industry

M•••••• A••• O••

Advisor at A•••• A••••••• L••

SAINT CHARLES, MO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:7ab1d25e-78e4-b318-4f29-b98b3862175a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:37 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Nov 1, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A•••• A••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jan 14, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A•••• A••••••• L••	Independent wealth	Jan 13, 2025	n/a	yes	SAINT CHARLES, MO	Current employment
C•••••••• I••••••••• R••••••• A•••••••• I•••	Bd affiliated wealth	Jul 24, 2018	Jul 14, 2025	no	Mexico, MO

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••••• I••••••••• R••••••• A•••••••• I•••	A•••• A••••••• L••	Jul 14, 2025	Jan 13, 2025	-182	Firm change after gap	Other
L•• F•••••••• L••	C•••••••• I••••••••• R••••••• A•••••••• I•••	Jul 24, 2018	Jul 24, 2018

Team moves

••• Locked

Team	Left	Joined	From	Kind
134139:330006:MO:2025-07-14	Jul 14, 2025	Jan 13, 2025	MEXICO, MO	Firm change after gap

Relationships

Registered with (3)

→ A•••• A••••••• L••Registered adviserregistration: current employment
Jan 13, 2025 to presentfactForm ADV
→ C•••••••• I••••••••• R••••••• A•••••••• I•••Registered adviserregistration: previous registration
Jul 24, 2018 to Jul 14, 2025factForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Nov 1, 2007 to Jul 24, 2018factForm ADV

Dated events

Occurred
Jul 14, 2025
Advisor changed firm
M•••••• A••• O•• left C•••••••• I••••••••• R••••••• A•••••••• I••• for A•••• A••••••• L•• (registered 2025-01-13)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7ab1d25e-78e4-b318-4f29-b98b3862175a
First observed: Nov 1, 2007
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.