DFX Intelligence

S••••• C•••••• M••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor35 years in industry

S••••• C•••••• M••••••

Advisor at F•••• P••••••• W•••••• L••

KIRKLAND, WA

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Search this name across graphsid dfx:ria:7ac31394-3e11-a76b-881f-ff2c4c379427

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:05 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Jul 16, 1996 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F•••• P••••••• W•••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: May 31, 1991earliest registration or exam on IAPD
Years in industry: 35derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F•••• P••••••• W•••••• L••	Independent wealth	Jul 1, 2025	n/a	yes	KIRKLAND, WA	Current employment
B••••••• W••••• A•••••••	Former SEC adviser	May 1, 2024	Oct 3, 2025	no	Kirkland, WA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B••••••• W••••• A•••••••	F•••• P••••••• W•••••• L••	Oct 3, 2025	Jul 1, 2025	-94	Channel change	RIA to RIA
E•••••••• W••••• G••••• L••	B••••••• W••••• A•••••••	Jun 18, 2024	May 1, 2024

Team moves

••• Locked

Team	Left	Joined	From	Kind
287758:159289:WA:2025-10-03	Oct 3, 2025	Jul 1, 2025	KIRKLAND, WA	Firm change after gap

Relationships

Registered with (6)

→ F•••• P••••••• W•••••• L••Registered adviserregistration: current employment
Jul 1, 2025 to presentfactForm ADV
→ B••••••• W••••• A•••••••Registered adviserregistration: previous registration
May 1, 2024 to Oct 3, 2025factForm ADV
→ E•••••••• W••••• G••••• L••Registered adviserregistration: previous registration
Apr 10, 2017 to Jun 18, 2024factForm ADV
→ M••••• S••••••

Dated events

Occurred
Jun 18, 2024
Advisor changed firm
S••••• C•••••• M•••••• left E•••••••• W••••• G••••• L•• for B••••••• W••••• A••••••• (registered 2024-05-01)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7ac31394-3e11-a76b-881f-ff2c4c379427
First observed: Jul 16, 1996
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.