DFX Intelligence

C••••• J•••••• S•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor11 years in industry

C••••• J•••••• S•••••••

Advisor at C•••••• A••••••• S•••••••• L••

DALLAS, TX | Alton, IL

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Search this name across graphsid dfx:ria:7ac97337-97f1-6b48-a1ac-20a390d595e9

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 10:52 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Nov 16, 2020 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••• A••••••• S•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jun 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••• A••••••• S•••••••• L••	Independent wealth	Aug 2, 2022	n/a	yes	DALLAS, TX\|Alton, IL	Current employment
C•••••• A•••••• N••••••	Independent wealth	Nov 16, 2020	Aug 12, 2022	no	BETHALTO, IL\|LAFAYETTE, IN

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••• A•••••• N••••••	C•••••• A••••••• S•••••••• L••	Aug 12, 2022	Aug 2, 2022	-10	Firm change	RIA to RIA

Relationships

Registered with (2)

→ C•••••• A••••••• S•••••••• L••Registered adviserregistration: current employment
Aug 2, 2022 to presentfactForm ADV
→ C•••••• A•••••• N••••••Registered adviserregistration: previous registration
Nov 16, 2020 to Aug 12, 2022factForm ADV

Dated events

Occurred
Aug 12, 2022
A•••••• firm change
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7ac97337-97f1-6b48-a1ac-20a390d595e9
First observed: Nov 16, 2020
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.