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Advisor at NOVEM GROUP
ROCHESTER , NY | ROCHESTER, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| OSAIC WEALTH, INC. | Bd affiliated wealth | Oct 11, 2024 | n/a | yes | ROCHESTER , NY | Current employment |
| NOVEM GROUP | Independent wealth | Oct 22, 2021 | n/a | yes | ROCHESTER, NY | Current employment |
| AMERICAN PORTFOLIOS ADVISORS, INC | Former SEC adviser | Nov 18, 2014 | Oct 11, 2024 | no | HOLBROOK, NY | Previous registration |
| EQUITABLE ADVISORS, LLC | National bd RIA | Mar 18, 2010 | Oct 17, 2014 | no | ROCHESTER, NY|ROCHESTER, NY|ROCHESTER, NY|PITTSFORD, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| AMERICAN PORTFOLIOS ADVISORS, INC | NOVEM GROUP | Oct 11, 2024 | Oct 22, 2021 | -1,085 | Firm change after gap | Ibd to RIA |
| EQUITABLE ADVISORS, LLC | AMERICAN PORTFOLIOS ADVISORS, INC | Oct 17, 2014 | Nov 18, 2014 | 32 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 112697:158964:NY:2024-10-11 | Oct 11, 2024 | Oct 22, 2021 | HOLBROOK, NY | Firm change after gap |