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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)12 years in industry

Glenn Roger Sweeten

Advisor at LPL FINANCIAL LLC

GEORGETOWN, DE

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:7adf3e6a-19d2-e034-cb05-0f940b9103db

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 9:06 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Feb 21, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 21, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 2
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S66
First exam: Feb 21, 2014
First registration: Feb 21, 2014
Dual registered: yes, broker-dealer
Other names: GLENN SWEETEN|GLENN R SWEETEN|GLENN R SWEETEN JR|GLENN ROGER SWEETEN
IAPD individual key: 6279294

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Mar 20, 2024	n/a	yes	GEORGETOWN, DE	Current employment
EDWARD JONES	National bd RIA	Jan 30, 2015	Mar 28, 2024	no	SWEDESBORO, NJ\|GEORGETOWN, DE	Previous registration
MORGAN STANLEY	Wirehouse	Feb 21, 2014	Jan 30, 2015	no	MEDIA, PA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
EDWARD JONES	LPL FINANCIAL LLC	Mar 28, 2024	Mar 20, 2024	-8	Firm change	Ibd to ibd
MORGAN STANLEY	EDWARD JONES	Jan 30, 2015	Jan 30, 2015	0	Firm change	Wirehouse to ibd

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
149777:250:PA:2015-01-26	Jan 30, 2015	Jan 30, 2015	MEDIA, PA	Firm change

Relationships

Registered with (3)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Mar 20, 2024 to presentfactForm ADV
→ EDWARD JONESRegistered adviserregistration: previous registration
Jan 30, 2015 to Mar 28, 2024factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Feb 21, 2014 to Jan 30, 2015factForm ADV

Dated events

Occurred
Mar 28, 2024
Advisor changed firm
Glenn Roger Sweeten left Edward Jones for Lpl Financial Llc (registered 2024-03-20)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7adf3e6a-19d2-e034-cb05-0f940b9103db
First observed: Feb 21, 2014
Last observed: Sep 14, 2026 6 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

Glenn Roger Sweeten

Advisor at LPL FINANCIAL LLC

GEORGETOWN, DE

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:7adf3e6a-19d2-e034-cb05-0f940b9103db

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 9:06 PM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

LPL FINANCIAL LLC

Bd affiliated wealth

Mar 20, 2024

n/a

yes

GEORGETOWN, DE

Current employment

EDWARD JONES

National bd RIA

Jan 30, 2015

Mar 28, 2024

SWEDESBORO, NJ|GEORGETOWN, DE

Previous registration

MORGAN STANLEY

Wirehouse

Feb 21, 2014

Jan 30, 2015

MEDIA, PA

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

EDWARD JONES

LPL FINANCIAL LLC

Mar 28, 2024

Mar 20, 2024

-8

Firm change

Ibd to ibd

MORGAN STANLEY

EDWARD JONES

Jan 30, 2015

Firm change

Wirehouse to ibd

Team

Left

Joined

From

Kind

149777:250:PA:2015-01-26

Jan 30, 2015

MEDIA, PA

Firm change