DFX Intelligence
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Reading the graph
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Advisor at F•••••••• W••••• M••••••••• L••
SEATTLE, WA | REDMOND, WA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| F•••••••• W••••• M••••••••• L•• | State registered | Apr 17, 2018 | n/a | yes | REDMOND, WA|SEATTLE, WA | Current employment |
| A•••••• W••••• L• | Independent wealth | Jun 28, 2016 | Dec 13, 2017 | no | LAKE OSWEGO, OR|Bellevue, WA |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| A•••••• W••••• L• | F•••••••• W••••• M••••••••• L•• | Dec 13, 2017 | Apr 17, 2018 | 125 | Firm change | Other |
| A••••• A•• P••••••• S••••••• | A•••••• W••••• L• | May 25, 2016 | Jun 28, 2016 |
| A••••• A•• P••••••• S••••••• | Bd affiliated wealth | Sep 30, 2014 | May 25, 2016 | no | BELLEVUE, WA | Previous registration |
| B•••••••• F••• A••••••• | Asset manager | Oct 2, 2013 | Sep 23, 2014 | no | LOS ANGELES, CA|SAN FRANCISCO, CA|SAN FRANCISCO, CA | Previous registration |
| 34 |
| Firm change |
| Other |
| B•••••••• F••• A••••••• | A••••• A•• P••••••• S••••••• | Sep 23, 2014 | Sep 30, 2014 | 7 | Firm change | Other |